REGULATORY CHANGE OVERSIGHT EMEA jobs in MIDDLESEX, United Kingdom

also ensuring adherence to the Corporate regulatory change framework. Key responsibilities include Facilitation and oversight... of the regulatory change implementation across the NTAM EMEA business with a focus on operational readiness and traceability...

: i) Regulatory Framework & Governance, ii) Regulatory Change Oversight, iii) Regulatory Risk Management, and iv) Regulatory Strategy... & Sustainability. The EMEA Regulatory Risk Program & Portfolio Manager is primarily responsible for the oversight of the portfolio...

regulatory and policy change across EMEA. About you Previous Compliance exposure within financial services Able... Partner to support the EMEA reinsurance business. This role would suit a Returner with a compliance background and give...

to promote a culture of compliance and adherence to laws and regulations Provide support and oversight on Division's regulatory..., primarily focused on EMEA. Besides technical knowledge and experience in the operation of Compliance programs, the ideal...

to hear from you! The Change and Control Manager will be responsible for the management of Business Process and Quality... of Business Process and Quality analysts, ensuring that they support in discovery, solution design and Implementation of change...

and supports this mandate across four key pillars: Regulatory Framework & Governance, Regulatory Change Oversight, Regulatory... and oversight of activities, framework and accountability models related to the management of regulatory risk across the business...

and oversight. A pivotal aspect of this role involves identifying and actively promoting change and improvement in decision...REGULATORY LAWYER. 3 + PQE, LONDON/ HYBRID, 6 MONTH FIXED TERM CONTRACT, £70 000 - £75 000 per annum. Join a thriving...

and record keeping. The Regulatory & Control Manager, working closely with the Head of Regulatory Controls (EMEA & APAC... of which Operations as a function plays a vital role in supporting. As a direct consequence of the acceleration of change and strategic...

team you’ll work with: Reporting to the Head of EMEA Controls you will be responsible for partnering with operational..., functional and change teams to support the identification, documentation, management and reporting of non-financial risks...

subsidiary governance providers across EMEA, APAC, and some of LATAM. Identifying opportunities for, and implementing improved... processes in subsidiary governance. Responsible for the statutory and regulatory administration of UK Group Subsidiaries...

ongoing regulatory deliverables of the Senior Manager and Certification Regime (SMCR). Sitting within the Conduct Office..., and wider EMEA Compliance Team in London, this role will report to the Senior Compliance Advisory Manager and requires day...

Team is responsible for ensuring adherence to KYC regulatory standards, Distributor Due Diligence and account opening... of policies and procedures developed and advised by the firms MLRO/Global Financial Crime Compliance (GFCC) and Regulatory...

for independent oversight of the EMEA Equities business including the following sub-lines of business: Equities Execution Services... regulatory change implementation; representing Compliance & Operational Risk on governance routines providing effective review...

for Global Operations in EMEA. The team operates in a highly technical, fast-changing and dynamic environment with an excellent.... Working as part of the Global Compliance & Operational Risk (COR) team responsible for independent oversight of Global...

they are and what they contribute. To learn more about CIBC, please visit JOB PURPOSE As the Consultant, Regulatory Operations..., you will be joining the OTC Derivatives team within Capital Markets and Wealth Management Operations. You will provide oversight on the...

on new, and additional initiatives. This includes implementation of regulatory change, and representing Compliance... to EMEA entities Review & challenge of the annual Technology scenario analyses Effective review of regulatory developments...

unit, who is ready to make significant impacts, drive change across global markets, and nurture international teams... Process Outsourcing (BPO) / Managed Services, focusing on accounting, regulatory compliance, and legal services for financial...