REGULATORY AND CONDUCT RISK jobs in HOLBORN CENTRAL LONDON, United Kingdom

from regulatories (FCA, PRA, BOE, etc.) regarding AML/CFT, conduct risk, complaint, fraud, CASS, customer duty, etc.; Familiar... regulation is embedded appropriately; To lead reporting on risk matters to ensure the business meets its external Conduct...

and achieving across the board compliance with regulatory and statutory obligations. Role responsibility Conduct file reviews... regulatory and compliance developments and feed back to the Director of Risk and Compliance any suggestions for change in...

from within a risk & compliance team? required Yes No Do you have experience of the SRA regulatory regime? required Yes No...Our client, a highly regarded full-service national firm, has an excellent opportunity for an experienced law firm risk...

Quant Market Risk Manager Hybrid 4 days per week £130,000 plus 30% Quant Capital is urgently looking for a Quant... Market Risk Manager to join our high profile client. Our client is a well-known major global exchange...

regulatory standards and achieving commercial business requirements Ensure the risk management framework and risk policies...Quant Market Risk Manager Hybrid 4 days per week £130,000 plus 30% Quant Capital is urgently looking for a Quant...

regulatory standards and achieving commercial business requirements Ensure the risk management framework and risk policies... and techniques such as Value at Risk models, Liquidity Risk models, backtesting and stress testing models Proven ability to conduct...

working capital. Conduct regular financial audits to ensure accuracy, integrity, and regulatory compliance. Stay.... Develop and maintain financial policies, procedures, and internal controls to ensure compliance and mitigate risk. Prepare...

working capital. Conduct regular financial audits to ensure accuracy, integrity, and regulatory compliance. Stay.... Develop and maintain financial policies, procedures, and internal controls to ensure compliance and mitigate risk. Prepare...

, and external auditors Conduct control testing as part of the wider credit risk model development team's annual Risk... Understanding of financial products, risk management, CRR and PRA regulatory requirements Expert knowledge of SAS - significant...

on issues relating to Vertex’s Compliance program and Code of Conduct globally. Job Description The International..., Regulatory, Real World Evidence, Communications, G&A functions, and New Product Planning for our existing business units...

in partnership with Distribution, Credit Risk and Finance functions. Ensure the business meets objectives and supports... mix, P&L including income streams and direct costs, competitor analyses, customer behaviour, feedback loop and risk...

for the Chief Operating Officer, Senior Operations Leaders and Vitesse Risk and Regulatory control. Key responsibilities.... Risk Management Identifying and managing risks within Operations department including operational risks and conduct...

risk assessments are completed for all teaching. Responsible for preparation, conduct and follow up action associated... with accreditation of programmes, acting as the university contact for professional, statutory, and regulatory bodies. Responsible...

risk assessments are completed for all teaching. Responsible for preparation, conduct and follow up action associated... with accreditation of programmes, acting as the university contact for professional, statutory, and regulatory bodies. Responsible...

to date, reflecting relevant data policies, standards, and regulatory requirements. · Collaborate with the Data Protection Office... to stay ahead of upcoming regulatory changes. · Support the successful delivery of the Data Privacy Roadmap, taking the lead...

documentation to identify regulatory compliance issues. Conduct enhanced due diligence (EDD) checks on high-risk clients... requirements and industry best practices. Proven experience in compliance, AML/KYC, or regulatory risk management...

compliance issues. Conduct enhanced due diligence (EDD) checks on high-risk clients and counterparties. Summarise findings... best practices. Proven experience in compliance, AML/KYC, or regulatory risk management. Strong knowledge of AML/KYC regulations...