REGULATORY AND CONDUCT RISK jobs in GLASGOW, United Kingdom

HARVEY NASH - FINANCIAL SERVICES - INVESTMENT BANKING - INVESTMENTS - SALES - TRADING - TRADES - REGULATORY CHANGE... is looking for a Business Analyst with experience in Financial Services, specifically Regulatory Change in Investment Banking. The role is based...

to join a leading advisory firm in a director role focusing on financial services risk, regulatory and internal audit engagements. The..., and delivering the risk and regulatory advisory strategy. The firm provides the advice and solutions entrepreneurial organisations...

to join a leading advisory firm in a Senior Manager role focusing on the financial services sector and working on risk and regulatory... far!) in building a powerhouse team, and delivering the risk, internal audit and regulatory advisory strategy. The firm...

and innovation from within our supply chain, and pro-actively reduce risk and non-compliance to legislation (e.g. Bribery and Modern... both within ours and the supply market. Understands the necessity to conduct themselves in accordance with the our Code of Ethics, Group...

of Pocket Expenses Manage System Workflows Any other duties as and when required Risk and Control: Ensure... that all activities and duties are carried out in full compliance with our regulatory requirements and internal policies. Essential...

and Group Compliance and Risk policies. Ability to demonstrate an understanding of the regulatory framework relevant to the... for investment strategy with regard to client risk profile. Check all compliance paperwork and internal sign off documents...

and risk management framework. You will be involved in the identification, analysis and explanation of regulatory topics... like * All regulatory requirements are met in line with a changing regulatory landscape. Compliance and risk management framework...

and forecasts to senior leadership on Debtor status and potential risk areas. Develop processes, systems and procedures... accounts with a bad debt risk and ensure that appropriate action is taken to minimise that risk. Set an appropriate level...

Job Description: Introduction Indulge your passion for problem-solving and embrace the thrill of addressing risk..., we'll build a legacy of trust and triumph in the dynamic world of risk management. We believe that every candidate brings...

policy that a clearance must be formally reviewed after 10 years (5 years for non-List X contractors). The risk owner has the...-to-day personnel security oversight and/or carry out an early review in individual cases where a specific risk has been...

data, ensuring regulatory compliance, and maintaining a resilient security posture in the dynamic energy sector... and execute security roadmaps, considering business objectives and risk appetite. Stay informed about emerging threats...

. Risk and Control: Ensure that all activities and duties are carried out in full compliance with our regulatory requirements..., Excel, PowerPoint). Background checks In order to comply with regulatory and client requirements, Ashurst...

actions. Provide insightful, data-driven reports and forecasts to senior leadership on WIP status and potential risk areas... that risk. Monitor Invoice Reversal categories and root causes. Support complex client billing challenges. Monitor billing...

's Operations Manual, Health and Safety (H&S) handbook, appropriate Code(s) of Professional Conduct and with strict regard... Ecological Appraisals, Ecological Impact Assessments and Method Statements. - Experience of working closely with regulatory...