REGULATORY AND CONDUCT RISK jobs in BELFAST, United Kingdom

European Market Infrastructure Regulation (EMIR) Regulatory Reporting Team provide oversight and controls for EMIR Reporting... solving, working to deadlines and has strong communication skills. The Operational Risk Intermediate Analyst is a developing...

or regulatory functions. Experience in working with the various risk and control systems and reporting requirements Project... from regulators and to ensure a strong and consistent global control environment, the Markets business continues to enhance the Risk...

& Conduct, HR Systems, Global HR and Risk contacts, Risk Committee members Implement process improvements and explore viable... best of you. And together, we will redefine success. Department Purpose The Regulation and Conduct team (the Team) is part of A&O Shearman...

regulatory reports. Conduct the training, development and mentoring of the wider team members Plan, develop and implement... governance by applying the rules, regulations, procedures, and controls that have been put in place to minimise risk to Citigroup...

and submit periodic internal and external regulatory reports Appropriately assess risk when business decisions are made... regulatory controls, account reconciliations, and record retention activities in accordance with established policies Prepare...

. Analyze data gathered and develop solutions or alternative methods of proceeding. Appropriately assess risk when business... judgment regarding personal behaviour, conduct and business practices, and escalating, managing and reporting control issues...

, and manage analytics solutions across various sectors including Finance, Risk, Marketing, HR, IT, Audit, Logistics, AML, Clinical.... Conduct regular security assessments and implement necessary measures to protect Azure-based systems and data. Collaborate...

Serves as a Privacy and Data Responsibility Compliance Officer for Independent Compliance Risk Management (ICRM) responsible... and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protects the...

, Compliance, Finance, Risk and O&T to identify, mobilize and execute responses to regulatory and cross-business transformational... & Transformation manage include: Brexit; EMIR/Re-Fit; FRTB; IBOR Transition; Markets Conduct Risk; MiFID / MiFIR; Resolution Stay Rules...

risks. Investigating and assisting in responses to compliance risk issues. Investigating regulatory inquiries, preparing... of regulatory changes, new regulations and internal policy changes in order to further identify new key risk areas. Additional...

: Serves as a Compliance Testing Senior Analyst for Independent Compliance Risk Management (ICRM)’s Compliance Independent... of defense. The Compliance Testing Sr. Analyst performs risk-based testing of Citi’s compliance risks in order to assess the...

with regulatory standards, industry best practices, and the unique needs of our clients. Risk Management: Conduct thorough risk... assessments and implement effective risk management strategies, ensuring compliance and mitigating potential issues. Team...

solutions to the regulatory compliance, risk, financial crimes, and capital markets functions of our clients. Founded in 2005..., FinTechs, and other companies providing financial services. We are led by practitioners from the industry and the regulatory...

under the FCA, NFA, AMF, AFM, MAS or any other relevant regulatory body. Adhere to the operational risk framework for your role... a timely manner with correct holdings for margin purposes Ensuring compliance with the company's regulatory requirements...

and understanding of Survitec's policies and procedures and of relevant regulatory codes and codes of conduct to ensure own work adheres... regulatory codes and codes of conduct to ensure own work adheres to those standards. Obtains authorisation from a supervisor...