PA RISK COMPLIANCE jobs in LONDON, United Kingdom

THE COMPANY: Our client is a specialist insurance company. They are looking to hire a Compliance Manager... business is compliant in all dealings with our customers and meeting our regulatory requirements Regulatory compliance...

such as AR risk assessments, annual compliance manual refresh and annual self-assessment. Taking part in and assisting...Company Description Fund services | Corporate | Capital markets | Private client | Regulatory & Compliance We help...

such as AR risk assessments, annual compliance manual refresh and annual self-assessment. Taking part in and assisting...Company Description Fund services | Corporate | Capital markets | Private client | Regulatory & Compliance We help...

, identify and address knowledge gaps to fulfil all elements of the role Adheres to the firm's risk and compliance policies... and procedures and raises any issues or queries promptly with the relevant Partner and / or Risk and Compliance Successfully...

and compliance reporting etc Simplification of manual tasks to improve efficiency of processes and allow accurate reporting... in M&G plc’s operational risk. To support the CEO office team with logistics, event management, admin and other core...

to the Head of Compliance and the MLRO for secondary review as required. Conduct in depth investigations into potential... internal market abuse framework. Make recommendations for enhancing processes for identifying market abuse risk in line...

KYC remedial work is performed, where required; Assess financial crime risks and compliance issues associated... electronic AML verification; Undertake any ad-hoc AML/TF/Sanctions reporting , and risk assessments, Keep abreast of regulatory...

and advice and acting as a Mental Health practice reference point for PA colleagues. Bring together, develop and regularly... and clinical risk assessing, and liaising with mental health services across different boroughs/areas. Build professional...

Are you ready to make your mark as part of our Compliance Team? Then you’ve come to the right place. At White & Case..., fee earners and PA’s in relation to conflicts of interest identified during new business intake...

and effective communication with colleagues across HNW Regulatory Responsibilities (Compliance/T&C) Ability to demonstrate... an understanding of the regulatory framework relevant to the role, whilst practising effective risk management taking account...

Salary £27,420 PA Full time 40 Hours per week Monday-Friday Job objectives and responsibilities The ultimate... compliance Daily ownership of the physical touchpoint journey, ensuring all colleague and client facing areas are set...

Salary £27,420 PA Full time 40 Hours per week Monday-Friday Job objectives and responsibilities The ultimate... compliance Daily ownership of the physical touchpoint journey, ensuring all colleague and client facing areas are set...

Ensure compliance with health and safety regulations, including providing training, method statements, and risk assessments... from tender to completion. Their project range includes overseeing Lighting Control, Power, Fire Alarm & PA/VA, UPS's, Generators...

, escalating when differing from the threshold and advising on how to mitigate any potential risk. Actively monitor compliance... and regulation that may impact the UK. Collaborate on the Annual Compliance Risk Assessment. Work with the Regulatory Alignment...

zones. Ensure the S61, PAA’s, PA, TTRO’s and TMAN are submitted in the timescales required by the Client. Completion... and sign off of Construction Phase Plans, review of all Risk Assessments and Method Statements Liaison and programming...

is catered for i.e safety zones. Ensure the S61, PAA’s, PA, TTRO’s and TMAN are submitted in the timescales required by the... Client. Completion and sign off of Construction Phase Plans, review of all Risk Assessments and Method Statements...