MARKETS COMPLIANCE AND OPERATIONAL jobs in ENGLAND, United Kingdom #4

, Compliance, Market Risk to ensure front-to-back oversight and a robust risk and control environment in Global Markets. Support... adherence to regulatory and operational risk standards, and propose solutions or changes that will mitigate against those risks...

within the Capital Markets business which will support Capital Markets Operational Resiliency and Third-Party Risk programs... activities. Maintain compliance with Operational Resiliency Requirements; including internal and regulatory-driven best business...

and our people. We are a global financial services group operating in 34 markets and with 54 years of unbroken profitability. You'll... will you play? Lead the audit team covering our Commodities and Global Markets (CGM) business line. Working closely...

world’s most sophisticated clients using leading technology and exceptional service. Role Summary: The Capital Markets... implementation of regulations which impact the products and services provided by the Capital Markets businesses to institutional...

regulation and operational processes. Solid background and experience in risk management, compliance and control practices... over 90 markets and providing value to both external and internal clients through market expertise and delivery of market...

for supporting a cluster of financial centers in designated markets in the absence of the assigned financial center manager..., and instilling an effective client-centric and risk culture. Job expectations include driving operational excellence, ensuring...

2.6 million fixed income securities and derivatives. Coverage spans all major financial markets and prices..., IG Corporates, High Yield, Bank Loans, Munis, Securitized Products (MBS, RMBS, CMBS, CLO/CDO), Derivatives, Compliance...

compliance with the company's regulatory requirements under the FCA, NFA, AMF, AFM, MAS, CBI, etc. Adhere to the operational... and infrastructure services to clients in the energy, commodities and financial markets. The Group provides comprehensive breadth...

compliance with the company's regulatory requirements under the FCA, NFA, AMF, AFM, MAS, CBI, etc. Adhere to the operational... and infrastructure services to clients in the energy, commodities and financial markets. The Group provides comprehensive breadth...

Head in meetings and other duties as required. Assist and/or perform applicable compliance related functions. Guide... issues. Role is balanced between day-to-day high level operational execution and development of the strategic direction...

technology and contribute to simplifications and operational excellence. -Team management: Responsible for monitoring team...'s KPIs & Project Management Compliance: Knowledgeable on observing local legislation while navigating employment changes...

partner framework and expectations Maintain exceptional key controls, across Health and Safety, Compliance and Group Policy... projects and operational activities Confidence to inspire teams, drive engagement and hold teams accountable...

Risk framework and control processes across market, credit and operational risk. Job description This position... Risk Analyst will work closely with all trading business units, internal finance, compliance and legal teams. Duties...

, processes, and technologies to enhance operational efficiency and mitigate risks.Act as a subject matter expert on market...-related regulations, compliance requirements, and industry best practices.Qualifications:Proven experience as a Business...

, ensuring compliance with regulatory standards and internal policies while fostering a culture of risk awareness and mitigation... associated risks. Monitor the activities and performance of third parties to ensure ongoing compliance, escalating risk issues...

of responsibility in the SDW Contract that is relative to FM operations - safety, risk & compliance, people engagement, financials... in accordance with SMS procedures and guidelines Compliance with Health and Safety (H&S) of activities undertaken...

, client facing and deadline driven role. You will be exposed to certain activities of an operational nature in relation.... Job responsibilities Manages a portfolio of clients, supporting Lines of Business (LOBs) such as Export Finance, Debt Capital Markets...