MANAGER INVESTMENT COMPLIANCE ADVISORY jobs in LONDON, United Kingdom

. For everyone, everywhere. More about our mission . Job Description We're looking for a Senior Compliance Manager to help scale our investment product and support... and oversight. In the short term this role will provide maternity cover for an existing Snr. Compliance Manager. When they return...

. We have a great opportunity for a compliance advisory professional to join a small, but impactful, Asset Management Compliance team... stewardship advisory support on all investment related matters. Assist the Asset Management business with all product development...

team as a Commodities Compliance Senior Manager. In this role, you will play a crucial role in ensuring... compliance advisory within the financial services industry. - In-depth knowledge of commodities trading regulations and market...

or asset manager. Deep understanding of FCA regulatory requirements on investment businesses. Able to interpret complex... promotions and compliance reviews. Developing deep relationships with the portfolio of clients and meeting their needs...

. For everyone, everywhere. More about . Job Description We’re looking for a Senior Compliance Manager to help scale our investment product and support our Finance and Treasury... term this role will provide maternity cover for an existing Snr. Compliance Manager. When they return from maternity leave...

. For everyone, everywhere. More about . Job Description We're looking for a Senior Compliance Manager to help scale our investment product and support our Finance and Treasury... term this role will provide maternity cover for an existing Snr. Compliance Manager. When they return from maternity leave...

Ideas | People | Trust We’re BDO. An accountancy and business advisory firm, providing the advice and solutions... and professional scepticism, appropriate resources both people and intellectual, investment in central support for engagement teams...

. A look into the role As a Regulatory Advisory Senior Manager/Associate Director within our Regulatory Advisory team... for us Joining us as a Regulatory Advisory Senior Manager/Associate Director the minimum criteria you’ll need is experience...

and advising on an appropriate target operating model. Working on investment compliance matters such as tax agency. Working...EY's Financial Services (FS) Operational Tax Advisory (OTA) team provides operational tax advice to clients in the...

The Legal Counsel will work to provide effective support to the Head of Legal & Compliance within a boutique investment... and agreements, liaising with various third parties and senior management Work across all departments, ensuring compliance...

provisions of Janus Henderson Investment Advisory Code of Ethics related to personal securities activities and other disclosure... Heads and other interested users of the data such as senior management, marketing, and compliance. Work with Portfolio...

manager focused on delivering global investment management excellence and retirement services that investors can rely... MLRO/SMF 17 within the Global Financial Crimes Compliance (GFCC) team, with BAU advisory queries and investigations...

Compliance Senior Manager | Santander Asset Management Country: United Kingdom Interested in part-time, job-share... or flexible working? We want to talk to you! Join our community. As a Compliance Senior Manager within the wider Risk...

manager, boutique firm, or consultancy (advisory and capital markets). Compliance monitoring essential. Familiar with AML...I am currently recruiting for a Compliance Associate - Manager level role for one of my well established and well known...

. With a focus on tax compliance, tax reporting and audit you will also have the opportunity to get involved in advisory...: · Tax reporting · Tax compliance · General advisory and applying new tax legislation · Impact of regulation...

/research cases and/or investment advisory Ability to drive forward and co-ordinate a number of concurrent projects and tasks... research capabilities and flexible technology tools, the Compliance Risk and Diligence practice of Kroll helps clients...

agreements, advisory agreements, HR contracts; Structure, launch and maintain private equity co-investment access vehicles... in investment management/funds (including prior in-house experience); Regulatory/compliance experience and strong working...