process validation to ensure compliance with laws, rules and regulations and manage risk. Works with business unit managers... and business change teams on regulatory matters, seeking to ensure compliance with associated regulations is considered and adhered...
BNY Mellonare to: Investment Operations, including portfolio implementation and monitoring. Ensuring compliance with relevant UCITS, MiFID II..., 6 Sigma). Investment compliance & risk experience desirable. Highly numerate. Excellent analytical & problem-solving...
AJ BellJob Description: About the Role: Grade Level (for internal use): 12 Principal Product Manager - thinkFolio The... Management & Trading, Cash & FX Management and Compliance. Asset managers and asset owners leverage thinkFolio as a trusted...
S&P Globalto join our growing team primarily focussed on technology supporting Finance and Risk & Compliance processes. The successful candidate... within application technology to plan and deliver audits. The IT Audit Senior II role involves management and problem solving...
BNY Mellon