INVESTMENT RISK REGULATORY ADVISORY jobs in LONDON, United Kingdom

SME for prudential and investment regulatory advisory and policy for our UK investments business. Including IFPR, MIFIDPRU, SYSC 19G... businesses in the UK and this role will focus on prudential and investment regulatory requirements. Your mission: Be the...

to join our Regulatory Advisory practice, part of the Financial Services Group (FSG). This opportunity will develop and grow your career... in a UK bank’s Risk function who can apply their knowledge of UK financial services regulatory requirements in...

lines or other members of the Client Advisory team. Enhancing own understanding of regulatory landscape and offers learning... or asset manager. Deep understanding of FCA regulatory requirements on investment businesses. Able to interpret complex...

and to contribute to our Investment Banking business. The EMEA Media & Communications Advisory team is composed of a team... Investment Banker for an Associate position in London. As an Associate in the Investment Banking EMEA Media & Communications...

and investment regulatory advisory and policy for our UK investments business. Including IFPR, MIFIDPRU, SYSC 19G and CASS. Handle... and this role will focus on prudential and investment regulatory requirements. Your mission: Be the SME for prudential...

and investment regulatory advisory and policy for our UK investments business. Including IFPR, MIFIDPRU, SYSC 19G and CASS. Handle... and this role will focus on prudential and investment regulatory requirements. Your mission: Be the SME for prudential...

Managers regularly in one-on-one meetings in addition to oversight risk meetings covering all aspects of investment risk... provisions of Janus Henderson Investment Advisory Code of Ethics related to personal securities activities and other disclosure...

stewardship advisory support on all investment related matters. Assist the Asset Management business with all product development.... We have a great opportunity for a compliance advisory professional to join a small, but impactful, Asset Management Compliance team...

, commodity trading, renewables development, specialist advisory, capital raising and principal investment. Find out... & Regulatory, Risk Management Group: Risk Management Group Division: Compliance Recruiter: Kate Reid Opening Date: 30/4/2024...

VP Continental Europe Public Side Advisory: Markets | S3 | SCIB Country: United Kingdom Interested in part-time..., job-share or flexible working? We want to talk to you! Join our community. Santander Corporate & Investment Banking (SCIB...

employee development and deliver the goals of the Firm wide Risk organization. As a Markets Advisory Compliance Officer... documented input into business initiatives that is consistent with the firm's regulatory and reputational risk tolerances - e.g...

Who we are looking for The State Street Global Advisors is seeking a talented individual to join our UK Advisory... and regulations across business areas such as investments, investment operations, sales, marketing and project management. This role...

, you will be part of our market leading Infrastructure Advisory Group. Our values - Integrity, Excellence, For Better, Courage..., without having to be anything, but yourself. “PACE” (Programme Advisory and Capital Excellence) is part of KPMG's Major Projects...

employee development and deliver the goals of the Firm wide Risk organisation. The Markets Compliance team is responsible... which covers JPMorgan's Corporate and Investment Banking, Security Services, Asset Management and Private Banking businesses in the...

Job Description: Background The Strategic Advisory (SA) practice reports into the CIB Engineering & Architecture... is driven by the most senior technology directors, pivoting to new priorities as market, regulatory / control, and business...

implementation of MUFG Bank’s financial crimes risk appetite, policies and standards by providing an approachable sanctions advisory... such that we protect our reputation, our business, and our clients within the regulatory and legal framework. It is responsible for the...

range of expertise, that covers audit, risk advisory, and consulting services across tax, legal, business, technology and corporate... as to which risks are being managed and mitigated in line with the business' appetite for risk. Deloitte's assurance offerings help...