INVESTMENT COMPLIANCE MONITORING MANAGER jobs in United Kingdom #3

: London Reporting To: Compliance Manager Description Langham Hall was formed to provide professional services... apprentices reporting into them. The role encompasses compliance advisory, monitoring and fulfilment of the FCA requirements...

will include, but are not limited to: Implementing and executing the UK compliance monitoring program Reviewing and approval.../financial regulation would be advantageous. 3-5+ years experience within a reputable investment manager. Ability to work...

successful candidate will assist the Compliance Manager in meeting the team's objectives, ensuring the firm fulfils the Financial Conduct...Job Description Opportunity to join an established and leading firm within the Investment and Wealth Management...

Job Description: Newton, Compliance Testing Analyst Newton is a global investment management firm owned by BNY... reports and agreeing issues with stakeholders. Working though the QA process and liaising with the Compliance Testing Manager...

successful candidate will assist the Compliance Manager in meeting the team's objectives, ensuring the firm fulfils the Financial Conduct...Job Description Opportunity to join an established and leading firm within the Investment and Wealth Management...

, such as conducting line manager briefing meetings and liaising with HR, where relevant Managing the Compliance approval queues in... within a Compliance or Investment Operation function of an Asset Management firm Experience of managing and delivering routine...

in investment management. Ideally held CF10 / CF11 controlled function but not essential. • Compliance monitoring...** full or part time – hybrid We have a rare opportunity available for a Compliance Officer to head up all things...

are met and escalate any issues to the local Head of Depositary Services and Senior Manager Depositary Compliance where appropriate... world’s most sophisticated clients using leading technology and exceptional service. The Consultant-Depositary Compliance...

cooperation with regional Legal & Compliance) Tracking and monitoring global registration/passporting of products in the “Global...’ experience from working in-house for an investment manager, or within an international law firm, e.g., as paralegal Preferably...

Northern Trust Asset Management (NTAM) is a global Investment Manager with $1.1 Trillion Assets Under Management, is a top 20...’s front office compliance monitoring program ,including: conduct monitoring, trading practices (surveillance), best execution...

Risk Manager reports to the Chief Risk Officer and has direct interaction with business heads of all investment, client...We are seeking a Risk Manager in London to oversee the global enterprise risk management framework for the Firm. The...

listing process has concluded. About the role (External) As a Project Manager in BCL you will: 1. Deliver the project... clients, including project monitoring and reporting systems in line with our standards and guidelines. 3. Participate in the...

everything from helicopters to radios and have significant technological investment and products across Defence, Global Monitoring, Energy... for a Risk Manager. Reporting to the Head of the PMO you will be a focal point and subject matter expert for Risk Management in...

Job Description: Job Title: Service Manager Contract Type: Permanent Salary: £35,137.71 (£36,358.34 is achieved... you will make as a Service Manager This role is based in a supported housing environment with a vulnerable and diverse group...

Investment Competence Framework. Qualifications Experience in performing, monitoring, and reviewing planning and scheduling... Controls Manager with proven rail sector experience to be based in our London office. MAIN JOB PURPOSE: Delivering Project...

compliance with the Guide to Railway Investment Projects (GRIP) and as directed by the Programme Controller and maintain these... across infrastructure projects in London. The Project Controls Manager will lead the programme controls function for a programme...

CRM Change & Adoption Manager For IP&SE Location: Weybridge, UK Sony Europe is undergoing both an organisational.... We are seeking a Change & Adoption manager who will play a pivotal role in driving the successful implementation, adoption...