INVESTMENT COMPLIANCE MONITORING MANAGER jobs in United Kingdom #2

our infrastructure and central support for the Group. The opportunity: The Property Compliance Manager role is a new role..., we are well positioned for both organic and acquisitive growth, and significant investment projects are in progress to enhance...

CVS Group

. We have a great opportunity for a compliance advisory professional to join a small, but impactful, Asset Management Compliance team.... You’ll be the compliance SME and risk steward advising on Fixed Income, Multi Asset, Equity and Derivative investments...

HSBC

team as a Commodities Compliance Senior Manager. In this role, you will play a crucial role in ensuring...Are you a seasoned Compliance professional with a deep understanding of commodities trading regulations? Do you thrive...

Macquarie Group

manager focused on delivering global investment management excellence and retirement services that investors can rely... Agents, Middle office, Investment Compliance etc, and the wider GFCC Team on Clients and Intermediaries relationships related...

T. Rowe Price

team, the Grant Operations Manager, Governance and Compliance will work in collaboration across the Royal Society... security. This includes: Responsibility for risk mitigation and compliance activities relating to key statutory obligations...

The Royal Society

Analyst|Property Investment Firm in London The successful AML Analyst / Compliance Manager...We are looking for a diligent AML Analyst / Compliance Manager to join our Legal Department. The successful candidate...

Michael Page

manager, boutique firm, or consultancy (advisory and capital markets). Compliance monitoring essential. Familiar with AML...I am currently recruiting for a Compliance Associate - Manager level role for one of my well established and well known...

BCT Resourcing

Job Title: Compliance Manager Location: Wakefield Contract: Permanent Part-Time Days: 2-3 days a week, flexible..., and looking for your next challenge? We have a new opportunity for a part-time job share for an experienced Compliance Manager in Tuscany Bakery...

Warburtons

, focusing but not limited to the Sustainable Finance and Investment business and its compliance with applicable regulations... teams within the London Stock Exchange Group. The Compliance Assistant Manager will be responsible for supporting the...

TORA

research capabilities and flexible technology tools, the Compliance Risk and Diligence practice of Kroll helps clients... management platform; leadership/executive vetting; sanctions screening and monitoring; country/industry risk; and bespoke...

Kroll

Investment Associate, Global Health Investing London, 22 Bishopsgate – Hybrid Permanent At AXA IM our purpose... asset manager, we actively invest for the long-term to help our clients, our people and the world to prosper. As a future...

AXA

Investment Associate, Global Health Investing London, 22 Bishopsgate – Hybrid Permanent At AXA IM our purpose... asset manager, we actively invest for the long-term to help our clients, our people and the world to prosper. As a future...

AXA

Asset transitions Fund manager recommendations Ongoing monitoring DC scheme governance Compliance with regulatory... Directing and presenting on large projects, e.g. investment strategy reviews, manager selection, provider review exercises...

Aon

have evolved to require the need for a more dedicated investment management function to manage existing borrowers. The role... includes origination, execution and ongoing borrower relationship management inclusive of credit and risk monitoring...

Investec

relationship, based on compliance with the tenancy agreement, through engagement with residents, early intervention, and monitoring... Tenancy Compliance Advisers will join the Neighbourhood Managers with the purpose of promoting a positive landlord/ tenant...

Cross Keys Homes

Financial, Inc. (NYSE: PRU), a leading global investment manager with nearly US$1.29 trillion in assets under management...A GLOBAL LEADING ASSET MANAGER WITH A DIVERSE & INCLUSIVE CULTURE As the Global Asset Management business...

Prudential Financial

for As a Compliance Risk Testing Analyst you will: Lead process walkthroughs and design monitoring and testing activities for areas... environment in financial services or experience gained in monitoring or advisory compliance is preferable. Knowledge of the FCA...

State Street