INVESTMENT COMPLIANCE ANALYST jobs in LONDON, United Kingdom #7

Track corporate, environmental and sustainability legislative compliance across offices Provide procedures/implement... with Facilities any necessary changes to maintain or supersede regulatory compliance in the field of environment/sustainability Lead...

Looking for a legal, risk or compliance specialist? Share your hiring requirements. Resources Back Resources... Market reports and Salaries Our Events Career Advice Insights and advice for the legal, risk and compliance community...

Confirmations/Agreements Build and develop strong relationship with stakeholders across business, compliance, contracts..., we also have strong investment and infrastructure behind us. We have three offices in the UK, one in the US and another in Australia. Further...

departments within the organization: Specifically, Risk, Legal, Compliance, and Operations Communicating and defending investment...Job Description: GSAM Private Credit - Asset Finance - Analyst/Associate - London / Hague A career with Goldman...

plans and investment portfolios that meet personal and professional ambitions and aspirations. Our services... range from bespoke, discretionary investment management to retirement planning and tax-efficient investing. Outline As a Data...

Team within Wholesale Credit Risk EMEA, you will cover clients for the Commercial & Investment Bank. You will work closely.... Coaching & training members of the Analyst and Associate community on both technical and professional skills. Manage credit...

, is looking to hire a Senior Risk Analyst to support the risk… June 11, 2024 Ref: 37545 We are partnered with a global investment... close cooperation with the Dutch boards, and the legal and compliance teams) quality and validation of materials to be shared with the...

have worked in an Investment Banking environment but must have FS experience as a minimum. They need experience in Equity... Financing, Stock Loan etc. Business Analyst (Equity Finance Business/Cash and Payments) Working within a control-focused...

are an international award winning investment Bank with offices across Europe and Asia. They are one of the largest brokerage and financial..., business domains and target user groups in the bank, including Operations, Finance, Compliance and Regulatory. The role...

plans and investment portfolios that meet personal and professional ambitions and aspirations. Our services... range from bespoke, discretionary investment management to retirement planning and tax-efficient investing. About this opportunity...

provide financial planning, investment management, banking and comprehensive advice to a wide range of clients, including... investment experience, diverse wealth management capabilities and global reach. Our Private Wealth Advisors (PWAs) deliver...

administration, accounting, reporting, regulatory and compliance needs of the investment sector worldwide. We employ a global... purpose, to power people and possibilities. Job Description We are seeking a highly motivated Data Analyst...

an investment banking, or buy-side, post-trade environment in either Project Management or Business Analyst roles. - Experience... knowledge in financial services offering, including e.g. Finance, Risk and Compliance, Financial Crime, Core Banking...

Market Abuse Regulations | Senior Buiness Analyst / Subject Matter Expert | Investment Banking | £830/day Inside IR35... or Compliance Testing. Good understanding of what is a control vs process, knows what a good control looks like Previously...

or process improvements. Experience: Extensive compliance experience in control room or corporate & investment banking. In...Exciting opportunity to join a global investment bank to lead the control room function. This is an exciting firm...

CFA Institute is the world’s largest association of investment management professionals. As a global, independent... organization, with a community of more than 175,000 members and 150+ member societies, we lead the investment profession...

Department (CAD) is the Bank’s first line of defence sitting alongside GCIB (Global Corporate and Investment Banking) bankers... into 5 sector teams. Each credit analyst is responsible for managing risk exposure across an EMEA wide portfolio. Analysts...