INVESTMENT COMPLIANCE ANALYST jobs in LONDON, United Kingdom #6

members have the opportunity daily, to work with various global stakeholders (Compliance, Business, Client Implementation... Crime Compliance (FCC). We are looking for a strong engineer who can work at the forefront of technology innovation...

, or offering analytical and regulatory compliance support, our work contributes directly to the firm's success. The division... Division (second line of defense) responsible for managing the Division's regulatory compliance and legal entity governance...

and depth of coverage across four core services: Market Making, Clearing, Hedging and Investment Solutions and Agency... solutions to mitigate against market risks or to create investment opportunities. We leverage cutting edge technology to empower...

and depth of coverage across four core services: Market Making, Clearing, Hedging and Investment Solutions and Agency... solutions to mitigate against market risks or to create investment opportunities. We leverage cutting edge technology to empower...

Finance division (“ECSTF”) of Global Corporate and Investment Banking (“GCIB”) for Europe, Middle East and Africa (“EMEA... teams; all internal functions including Legal, Tax, Compliance, Operations, Agency, Finance, etc.). Manage due diligence...

Asset Servicing team sits within Portfolio Support, as part of the wider Investment Operations team. The team is responsible... for providing proactive support to investment teams in relation to corporate actions, proxy voting and class actions...

requirements. Responsible for compliance and governance of plan operations. Support internal audit request... is diverse with more than 650 investment professionals sharing global perspectives across all major asset classes and markets...

Starr Insurance Companies is a leading insurance and investment organization, providing commercial property... Customers Fairly. Manage any potential conflicts of interest to avoid disrepute to the company’s integrity. Advise Compliance...

Overview We are currently looking for Business/Data Analysts with experience within Financial Services / Investment... Banking to come on board and work with our Tier 1 Investment Banking clients. This role will be a key member of the Data...

Services / Investment Banking to come on board and work with our Tier 1 Investment Banking clients. This role will be a key... change and address the most pressing compliance, regulatory, and operational challenges. We provide data-driven, technology...

solutions Support requirements and design of IBOR / Shadow NAV / Cash flow forecasting / Pre trade compliance solutions... the alternative investment fund services is preferred Experience working with banking and alternative investment fund...

We are searching for a temp available for the next 6 months to support the tax team for a great boutique investment... and within this role you will be supporting the team to meet various 2024 tax compliance deadlines. You will be working with a client base...

and depth of coverage across four core services: Market Making, Clearing, Hedging and Investment Solutions and Agency... environment Understanding of financial controls within a SOX compliance environment A track record of improving processes...

and depth of coverage across four core services: Market Making, Clearing, Hedging and Investment Solutions and Agency... environment Understanding of financial controls within a SOX compliance environment A track record of improving processes...

with Investment Managers across the business, as well as their teams to ensure the smooth opening of or amendments to client accounts..., including General Investment Accounts, ISAs, Bare Trusts, SIPPs, Offshore Bonds, Trusts, Charities, Corporates and QROPS. The...

of potential non-compliance issues. Provide recommendations and, together with the management, work with the areas involved... This is a chance to be part of a uniquely placed financial technology investment platform, providing services to clients across the...

of sustainability activities at both the enterprise and investment portfolio levels and enable the company's broader sustainability... strategy. This includes providing support with ESG data management and ESG regulatory compliance activities. Responsibilities...