and risk using the approved Compliance Monitoring Methodology Provide assurance of the effectiveness of 1st line quality... assurance (QA) activities Risk Management - Proactively and confidently identifying and escalating existing or potential risks...
Frasers Groupand risk using the approved Compliance Monitoring Methodology Provide assurance of the effectiveness of 1st line quality... assurance (QA) activities Risk Management - Proactively and confidently identifying and escalating existing or potential risks...
Frasers Groupassurance to FGFS senior management that the Appointed Representative network is compliant with regulatory requirements... with 1st line business owners and FGFS Risk & Compliance to ensure that robust Consumer Duty outcomes MI...
Frasers Groupassurance to FGFS senior management that the Appointed Representative network is compliant with regulatory requirements... with 1st line business owners and FGFS Risk & Compliance to ensure that robust Consumer Duty outcomes MI...
Frasers Group