HEAD OFFICE COMPLIANCE OFFICER jobs in LONDON, United Kingdom

An exciting opportunity as the Head of Compliance has come to market within a prestigious Legal 500 firm situated in... Protection Officer to ensure compliance with legislation. Advising on sanctions and ensuring compliance. Overseeing procurement...

to continued success, they are now looking to add a talented Deputy Head of Compliance & DMLRO / Nominated Officer to the team..., reporting directly to the Head of Compliance & MLRO, based in London. The business has grown significantly over the past year...

is seeking a Head of Compliance to lead its compliance function, holding the COLP and MLRO roles in the business. You will manage... as a point of escalation for complaints handling. Collaborating with the firm's Data Protection Officer to ensure compliance...

a Head of Compliance with strong AIF product knowledge. The role will involve enforcing regulations in all aspects and levels... governance practices. head of compliance |AIF · Law degree and a LLM will be considered an asset; · Excellent verbal...

procedures for the firm and its management to follow. The Compliance Officer will regulatory review these and make... Board meetings to ensure that the Board are following correct corporate governance practices. head of compliance |AIF...

a strong relationships with business and infrastructure colleagues locally and also with relevant Head Office Compliance staff...., and supporting the Head of Business and Functions Compliance directly on projects and matters impacting across the branch...

​Our Client Our client, a UK-based exchange, is currently seeking a Compliance Officer to join its London office.... Reporting into the Head of Compliance, the successful candidate will be joining the firm's compliance team, which oversees...

Acceptance team consists of the Head of Business Acceptance, an AML and Sanctions Manager, three Senior Compliance Officers... and ten Compliance Officers based in the firm's London office. The London team works closely with the Business Acceptance teams in Hong...

Job Description: Job Title: Electronic Trading Compliance and Operational Risk Officer Location: London Title... to learn, grow and make an impact, along with the power to make a difference. Join us! Location Overview: Our London office...

is required to establish strong relationships with business and infrastructure colleagues locally and also with relevant Head Office Compliance... as well as acting as the lead for the UK Surveillance oversight, and supporting the Head of Business and Functions Compliance directly...

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and their management, and also with relevant Head Office Compliance staff.... overall Natixis global compliance strategy and the compliance strategy set by the UK Head of Compliance.The incumbent...

Tiger UK”). The role will form part of the dedicated Howden Tiger compliance function and will be supporting the Head... the business and the Group. Key responsibilities include: support the Head of Compliance with the development...

1 Job Title: Principal Private Secretary (to Commissioner, Deputy Commissioner and Head of Private Office) Salary... Senior Staff Officer the Commissioner's and Deputy Commissioner's to ensure an effective and efficient private office...

on supporting both the head of UK Regulatory Liaison and the Senior Management Regime Office. The main focus of the role... Conduct rules Administer the SMR Office tools / systems Work with other compliance teams and HR to ensure relevant...

’s Head of Policy, and Chief Risk and Compliance Officer to establish strategic Policy, Risk and Compliance functions for UCL...About us The Office of General Counsel is part of the President and Provost’s Office. It provides strategic legal...

closely with both UCL’s Head of Policy, and Chief Risk and Compliance Officer to establish strategic Policy, Risk...About us The Office of General Counsel is part of the President and Provost’s Office. It provides strategic legal...