HEAD OF WEALTH COMPLIANCE jobs in ENGLAND, United Kingdom

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Position: Head of Compliance Location: St Albans Office, UK About the Firm: Our client is a leading financial... with confidence and peace of mind. Role Overview: Our client is seeking an experienced and highly skilled Head of Compliance to lead...

A prestigious boutique Wealth and Investment Management firm located in the heart of Yorkshire, are seeking to appoint.... Proactive with excellent attention to detail. Ability to update control sheets and meet compliance requirements. Skilled in...

and entity management services. ROLE OVERVIEW Based out of our London office you will support the Head of Private Wealth... collection, meeting monthly and annual revenue targets. Supporting the Head of Private Wealth & Family Office with the...

Management Europe (WME) executive committee as well as reporting and presenting WME results to the head office Wealth Management... and management reporting. The position will be focused on the Wealth Management Europe business with a concentration...

across four market-leading business divisions – Global Advisory, Wealth Management, Asset Management and Five Arrows... calibre talent to ensure we and our clients benefit from the value of difference. Rothschild & Co Wealth Management...

desirable Our client are a leading wealth management firm with head office in London A comprehensive benefits package... protocols, ensuring compliance with GDPR and other relevant legislation in the financial services industry. Lead and manage...

is effective and aligned with best practices. This role will report directly to the Head of Compliance, SPDJI. Responsibilities... division. You'll collaborate closely with the Head of Compliance, divisional leaders, and the Corporate Compliance and Risk...

, ensuring timely and accurate reporting while overseeing key controls and risks. Additionally, you support the Head of Financial.... You ensure reliable compliance reporting within the financial control framework, including deploying principles across the group...

Specialist who will be reporting into the Head of Equities and Trading Compliance and will be part of the Asset Management... Risk, Core Compliance and Wealth Management. What you’ll do Undertaking on-going desk-based monitoring of trading...

their line manager, Head of Compliance and broader function in alignment with the Compliance Monitoring Specification...Purpose of the Job Quintet Private Bank is a leading private bank in the wealth management sector; we are committed...

within S&P Global Market Intelligence, Regulatory Compliance Division. This position will report into the of Commercial Head... Managed Services but work closely with the Sales, Operations, Technology / Product team across Regulatory Compliance...

. About the role The role of Compliance Manager is to support the Head of Compliance and actively participate within the.... Deputise for the Head of Compliance where required Manage junior staff Responsibility for the end to end complaint process...

Who we are looking for We are looking for a Compliance Risk Testing Analyst to work with a team of professionals... with applicable laws, regulations, and internal policies. As part of a collaborative global team, you will contribute to Compliance...

Looking for a legal, risk or compliance specialist? Share your hiring requirements. Resources Back Resources... Market reports and Salaries Our Events Career Advice Insights and advice for the legal, risk and compliance community...

Compliance team, reporting to the UK Head of Compliance. Sitting in the second line of defense, you will be responsible... Compliance you will Work closely with the first line to provide advice to the business on regulatory requirements related...

, Newton’s CCOs and the Global Head of Compliance to confirm and document identified issues and actions. Chasing of issue...Job Description: Newton, Compliance Testing Analyst Newton is a global investment management firm owned by BNY...