HEAD OF REGULATORY ENFORCEMENT jobs in LONDON, United Kingdom

develop and manage evolving regulatory relationships while mitigating enforcement risk. - Horizon scanning: anticipate the... on some of our most impactful regulatory, policy and compliance issues. - Advise one of the largest businesses within TikTok Shop to help them...

a partner with expertise in regulatory enforcement proceedings involving a range of regulators including PRA, FCA and Ofgem... financial services regulatory advice and they are seeking to develop this area of practice. They are seeking to recruit...

of the location or currency. We currently support: -Regulatory Licenses and Authorizations in 40+ Countries, enabling.... Your Next Exciting Role This is an existing role at Nium, Nium Europe is looking to expand its local Regulatory Compliance team...

with a number of partners in the provision of services to those facing enforcement or regulatory investigations – particularly: firms...Closing date: 23/08/2024 Term: Permanent Department: Regulatory The firm Kingsley Napley is an internationally...

and Sanctions advice. We are looking for applicants who are either currently engaged as a Financial Crime lawyer, Head... global AML and New Business Intake team. The Risk & Compliance team is led by the General Counsel/Head of Risk & Compliance...

received from regulatory or law enforcement agencies in a timely manner. To prepare and publish on a quarterly basis Country... or information from the Bank senior management, the external auditors or the regulatory or law enforcement bodies. To develop...

. Forward & Strategic Thinking - Define major types of compliance, audit and enforcement mechanisms. Examine the impact on new regulatory... they are and what they contribute. To learn more about CIBC, please visit JOB PURPOSE The Director, Regulatory Change Management...

will include: Ensuring compliance policies/procedures are applied at all levels, and that any changes meet regulatory... requirements and are communicated to the London branch Being the central point of contact for staff/law enforcement agencies...

and Africa (EMEA). You will report into the Head of Commercial Bank Industry Risk who is based in New York therefore... to demonstrate the relevant level of professional work experience in KYC/AML, Risk Management, Security, and/or Law enforcement...

on supporting both the head of UK Regulatory Liaison and the Senior Management Regime Office. The main focus of the role... to develop and execute regulatory testing and controls testing to provide reasonable assurance that State Street is complying...

stakeholders' management. Assist in preparing investigative reports for senior management, regulatory bodies and law enforcement... quality of investigation data in their correlation tool. Assist Head of Investigations and Security Professionals in data...

at its core. Key Responsibilities Reporting to the Head of Building Surveying, this is a key role providing outstanding..., planned maintenance and other professional surveying work. Management and enforcement of the Estate Management Schemes...

to support recovery potential for enforcement. Reporting advice to Head of Risk & Compliance, Credit Control Supervisor and fee.... Progressing enforcement of judgments (domestic and overseas) and overseeing recovery efforts, as required. Liaising with Credit...