HEAD OF REGULATORY COMPLIANCE jobs in United Kingdom #8

Date: ASAP We are seeking a career minded Quality and Compliance Manager to assist our Head of Compliance in key areas... records of services and repairs Provide well organised documentation to evidence regulatory and QMS compliance. Create...

. For more information visit Role Summary Supporting the Head of Prime Services and Continental Europe Compliance in ensuring the Marex... and timely regulatory advice, supporting business initiatives, and promoting a compliance culture within the Marex Prime Services...

Group to assist in mitigation of any risks to the business from a compliance and regulatory aspect. Monitor, audit... Surgeon - Compliance Lead will hold responsibility to oversee and ensure that Animed Direct division is strictly compliant...

ethical practices, ensures regulatory compliance, mitigates risk and supports the overall wellbeing of the company... business pitches, agreeing TOBAs, etc and participate in company projects and initiatives Support the Head of Compliance...

and will report into the Head of Compliance. ​ Core Responsibilities: Attend meetings and take minutes. Prepare Board...Eames is partnering with a London Market Lloyd's Syndicate who are looking for a Company Secretary and Compliance...

ethical practices, ensures regulatory compliance, mitigates risk and supports the overall wellbeing of the company... business pitches, agreeing TOBAs, etc and participate in company projects and initiatives Support the Head of Compliance...

responsibility for this function, and you will report directly to the Head of Compliance. The function oversees the firm’s risk...As a Compliance Analyst, you will be part of the Risk, Legal and Compliance function. The MLRO has overall...

regulatory compliance, fostering a culture of safety, and facilitating seamless employee onboarding experiences. Collaborating..., and enhance training effectiveness. Key Responsibilities: 1. Compliance Training: Partner with the Head of H&S to ensure...

& Compliance in providing assurance and challenge to the Arkle business. You will bring your passion for regulatory compliance.... Reporting on regulatory compliance and staying up to date with any regulatory changes. Completing 2nd line oversight activity...

. You will be responsible for ensuring the group complies with FCA regulatory requirements, and the implementation of our FCA compliance... internal policies/processes/procedures to ensure compliance with regulatory requirements, including the documentation of any...

of interest, gifts and hospitality and GDPR An exciting and fast-paced team. |Reporting directly into Head of Compliance. 5...Seeking an experienced and detail-oriented Compliance Manager. You will be responsible for the delivery of the...

who will be reporting into the Head of Equities and Trading Compliance and will be part of the Asset Management Compliance... and regulatory projects from a Compliance perspective. The knowledge, experience, and qualifications you need Experience in...

. Reporting into the Head of Compliance, the successful candidate will be joining the firm's compliance team, which oversees... onboarding Providing assistance with regulatory reporting Providing support with the maintenance of local compliance policies...

. Compliance Monitoring manager London - 4 days in the office The Compliance Monitoring manager reports to the Group Head.... Its purpose is to ensure that all items relating to regulatory, central and business compliance are undertaken in accordance...

. About the Role We are seeking a product compliance officer based in the EMEA region ("PCO").The PCO will report to the Head...'s product and channel compliance governance framework. - Conduct regulatory assessments of new product solutions to identify...

outcomes and helping deliver cultural change. This is a key hire reporting directly to the Head of Compliance (SMF16... Committee's on assurance activity and progress against the Compliance Monitoring Plan. Deputising for the Head of Compliance...

working as a Compliance Officer with a growing sustainable financial services firm. Working closely with the Head... of Compliance managing all aspects of Compliance Supporting and advising senior management on relevant regulatory developments...