HEAD OF REGULATORY COMPLIANCE jobs in United Kingdom #4

procedures for the firm and its management to follow. The Compliance Officer will regulatory review these and make... Board meetings to ensure that the Board are following correct corporate governance practices. head of compliance |AIF...

Page Executive

a Head of Compliance with strong AIF product knowledge. The role will involve enforcing regulations in all aspects and levels... governance practices. head of compliance |AIF · Law degree and a LLM will be considered an asset; · Excellent verbal...

Michael Page

We are looking for a Head of Compliance who will be responsible for managing an effective and appropriate compliance... used for the purposes of financial crime and to meet reporting requirements. AS HEAD OF COMPLIANCE YOU WILL: AML...

Nayax

one for you. Job Responsibilities Provision of advice regarding compliance with on a wide range of UK regulatory and firm policy topics... of their regulatory impact on the relevant products Assistance in the development and delivery of compliance training Identify...

JPMorgan Chase

and Government Relations teams to help build a comprehensive and proactive E-commerce regulatory compliance and external engagement.... - Work closely with Legal and compliance teams to address regulatory issues and challenges. Regulatory Compliance...

Regulatory Services Manager Hove Town Hall, BN3 3BR Temp for 3 months initially - possibilities to extend... for a Regulatory Services Manager to come in and hit the ground running. Please look at the below details and if the role is something...

Tate Recruitment

obligations, mitigates regulatory risk, and enables compliance with new regulations. The team focuses on the development, adoption... Risk Management Regulatory Strategy & Sustainability The role supports the EMEA/APAC/NA Head of Regulatory Risk...

Northern Trust

Analyst will work closely with Regulatory Reporting Manager and Head of Capital with regards to all regulatory capital issues.... Ensuring compliance with the company's regulatory requirements under the FCA, NFA, AMF, AFM, MAS and any other relevant...

Marex

Analyst will work closely with Regulatory Reporting Manager and Head of Capital with regards to all regulatory capital issues.... Ensuring compliance with the company's regulatory requirements under the FCA, NFA, AMF, AFM, MAS and any other relevant...

Marex

compliance with global technology regulatory requirements and managing the oversight of regulatory activities relating..., disciplined and conscientious approach, who is focused on delivery and results. The ability to ensure Regulatory Compliance...

Fidelity International

SUB FUNCTION: Product Regulatory Compliance LOCATION: Southampton, UK TYPE OF CONTRACT: Fixed Term - 6 months... against BAT pipelines for consumables (Vapour, MO, THP, BHP). Assure product regulatory compliance in subject areas...

British American Tobacco

. Job Description The Director, Regulatory, is accountable for supporting the Head of Financial Operations in overseeing the... of regulatory reporting. Collaborate and maintain strong relationships and alignment with Finance, Risk, Treasury, Compliance...

MUFG Investor Services

. Job Description The Director, Regulatory, is accountable for supporting the Head of Financial Operations in overseeing the... of regulatory reporting. Collaborate and maintain strong relationships and alignment with Finance, Risk, Treasury, Compliance...

MUFG Investor Services

directly into Head of Governmental & Regulatory Affairs UK. Regulatory Relations in the UK is responsible for managing UBS...? We are looking for a Senior Regulatory Relations Manager like you to: Work collaboratively within a team to centrally manage the supervisory...

UBS

: To lead, develop and manage the operational & regulatory support team. To review and analyse upcoming regulatory compliance...; To respond requirement from internal and external audit, risk & ALM dept, compliance & Legal Dept and head office; Conduct daily...

People First

. Are you passionate about Sustainable Finance and Regulatory Compliance? Do you have experience in sustainability regulatory risk... and regulatory strategic approach for the M&G Plc group. This role covers risk and regulatory compliance in the Central...

M&G

& Development teams to proactively ensuring regulatory compliance across the business. Duties to include: Take ownership of the...Location : Holly Road - Skegness, United Kingdom Job Advert A Regulatory Officer vacancy has arisen in our fast...

Micronclean