HEAD OF MARKETS COMPLIANCE jobs in LEEDS, United Kingdom

Head of Assurance UKI Based in Leeds, Dublin or London. Your team Reporting to the Head of Risk Management... and Assurance, the Head of Assurance will be responsible for leading the Assurance arm of the function, a team of 10 people split...

compliance with the UK&I Division’s ML/TF obligations. The role will support the Head of by leading the SAR process and the AML...AML Manager - DMLRO Based in Leeds, London or Dublin. Your team Reporting to the Head of AML UK&I, the AML...

Job Description Summary We’re looking for two Financial Promotions & CMA managers to support the head of function in creating a new function... of dedicated compliance specialists that support the Group in adhering with all core regulatory requirements in relation...

in respect of a range of work with particular emphasis on conflicts of interest queries, regulatory compliance, risk.... Drafting/updating policy documents and guidance notes. Maintaining awareness of regulatory/compliance changes and helping...