HEAD OF MARKETS COMPLIANCE jobs in United Kingdom #3

collaboratively with local representatives and have oversight globally to ensure compliance. Supporting the Head of Governance, Risk...Compliance Officer, Remote. Bibby Financial Services have an exciting opportunity available for a meticulous...

Bibby Financial Services

seamless onboarding, rapid integration, and compliance -190+ Pay Out Markets - 100+ in real time -35+ Pay In Markets -30... of technology and financial services. This role will report to the Global Head of Compliance operations and will closely...

Nium

Chief Auditor and Heads of Audit. Audit Manager will support the Head of Audit and Senior Audit Managers in delivering the... Managers will have, and continue to develop, subject matter expertise in their area. KEY RESPONSIBILITIES Assist the Head...

MUFG Investor Services

point for compliance monitoring oversight and support QACM projects on behalf of the Regional Head. The purpose... Stakeholders on Quality Assurance & Compliance Monitoring matters. You take ownership and initiative working closely with our Head...

CAE

regulatory relations concerns to Compliance and Operational Risk Executive Preferred experience: Global Markets experience... eg Markets Compliance, Operations Risk or FLU related experience preferred Knowledge of FICC or Equity products...

Bank of America

performing team. As our Compliance Manager you will... Work closely with the Head of Compliance and wider Compliance team... of your markets. Provide support and guidance to various business areas, covering the full operational compliance life cycle including...

LeoVegas

ability to maintain a realistic balance among multiple priorities. This role will report directly to the Global Head of Compliance, S&P... compliance responsibilities Inform and escalate significant matters to the Global Head of Compliance for the Division...

S&P Global

involves creating data-driven stories that empower clients in their industries. Your expertise helps Kpler navigate markets... supply chain and altering the patterns of shipping activity. As a senior data scientist with Kpler's risk and compliance...

Kpler

InterQuest are currently supporting a leading consultancy who are looking for an experienced Head of Assets & Funds... to drive growth of the business with a focus on the expansion of their Capital Markets division. Responsibilities...

InterQuest Group

and Compliance function has a critical role to play in supporting, challenging and advising across all areas of the business through... establishing policy, monitoring profiles, and identifying and managing forward-looking risk and compliance. We focus on creating...

HSBC

, visually appealing and impactful. Working with the Head of Governance and Stakeholder to: Ensure healthy project... management of your workstream - milestones are met, good governance and compliance is achieved, risks are managed and mitigated...

National Grid

an experienced and talented Independent Risk Management leader to join the Risk & Compliance team for the S&P Global. The... skills (both verbal and written), and proven ability to influence key stakeholders. This position reports to the Head...

S&P Global

Head of Markets Frameworks and will provide leadership and support to the team based in the EY Birmingham office... implementing new technologies to support the team and the business Work closely with the Head of Markets Frameworks, including...

EY

Key Responsibilities This role reports directly to the Head of Market Activity Monitoring (MAM) for Treasury/Linear... and Regulatory Responsibilities · Comply with all applicable legal, regulatory and internal Compliance requirements, including...

Crédit Agricole CIB

Summary The Short Term Markets Sales Team caters for a very wide range of clients (AMs, HFs, Corps, Insurance...'s appetite for secured funding products. All Secured funding and money markets products in all currencies are traded...

Crédit Agricole CIB

and infrastructure services to clients in the energy, commodities and financial markets. The Group provides comprehensive breadth... and clearing 205 million contracts in 2022. The Group provides access to the world's major commodity markets, covering a broad...

Marex

and infrastructure services to clients in the energy, commodities and financial markets. The Group provides comprehensive breadth... and clearing 205 million contracts in 2022. The Group provides access to the world's major commodity markets, covering a broad...

Marex