HEAD OF COMPLIANCE SMF16 jobs in UNITED KINGDOM, United Kingdom

meaningful change and ensure regulatory excellence? We are looking for a proactive and influential Head of Compliance to lead... growing and well backed Asset Management firm. The Role: As Head of Compliance, you will hold a critical position in...

THE COMPANY: Our client is an international full-service commercial bank. They are looking for a Head of Compliance... to hold the SMF16 & 17 registers for their London business. THE RESPONSIBILITIES: Responsible for the policies...

Head of Compliance and MLRO - City of London Job type: Full-time / 12-month fixed-term contract followed... sector, is currently seeking a dynamic Head of Compliance and MLRO to join their team at their London branch. With a focus...

Pro has an exciting opportunity for a Head of Compliance to join its Pro MGA Solutions team. The successful postholder... as required Be accountable for the Compliance Oversight Function role (SMF16) Skills and Experience required: An in depth understanding...

roles As the Head of Compliance (SMF16 and SMF17), you will lead the compliance function and drive regulatory excellence...SEVERAL Exciting Opportunities: Heads of Compliance (SMF16 and SMF17) UK Based FinTech's London and surrounding Hydrid...

Position: Head of Compliance Location: St Albans Office, UK About the Firm: Our client is a leading financial... with confidence and peace of mind. Role Overview: Our client is seeking an experienced and highly skilled Head of Compliance to lead...

Position: Head of Compliance Location: St Albans Office, UK About the Firm: Our client is a leading financial... with confidence and peace of mind. Role Overview: Our client is seeking an experienced and highly skilled Head of Compliance to lead...

a Head of Compliance with strong AIF product knowledge. The role will involve enforcing regulations in all aspects and levels... governance practices. head of compliance |AIF · Law degree and a LLM will be considered an asset; · Excellent verbal...

Board meetings to ensure that the Board are following correct corporate governance practices. head of compliance |AIF... approval); · Holder of all relevant Compliance and AML certificates; · Knowledge of AIFMD and MiFID; . Ideally SMF16, 17...

wider Compliance team, Legal and Risk counterparts Provide support to the Head of UK Compliance (SMF16) on relevant UK... What we are looking for: We are looking for our next Senior Compliance Executive based in our UK Product Compliance Advisory team in Henley-on-Thames. You will act as the...

to the Head of Compliance (SMF16), and is responsible for leading on banking, payments and general compliance advisory... and related UK law and regulation. · Support the Head of Compliance (SMF16) with FCA and PRA engagement, including regulatory...