HEAD OF COMPLIANCE OFFICE jobs in LONDON, United Kingdom #3

​Our Client Our client, a UK-based exchange, is currently seeking a Compliance Officer to join its London office.... Reporting into the Head of Compliance, the successful candidate will be joining the firm's compliance team, which oversees...

is required to establish strong relationships with business and infrastructure colleagues locally and also with relevant Head Office Compliance... as well as acting as the lead for the UK Surveillance oversight, and supporting the Head of Business and Functions Compliance directly...

and their management, and also with relevant Head Office Compliance staff.... overall Natixis global compliance strategy and the compliance strategy set by the UK Head of Compliance.The incumbent...

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environment and is passionate about Compliance. This role will report to the UK Head of Compliance and MLRO and will closely... collaborate with local Head of Compliance, Deputy MLRO and with the global Compliance team. \n What would a day @ Nium look...

of technology and financial services. This role will report to the Global Head of Compliance operations and will closely... seamless onboarding, rapid integration, and compliance -190+ Pay Out Markets - 100+ in real time -35+ Pay In Markets -30...

To support the UK Head of Compliance develop and deliver the Compliance Plan ensuring all relevant regulatory requirements... are identified and implemented and making sure the Compliance function operates effectively. Roles and Responsibilities...

Job Description: Job Title: Markets Compliance and Operational Risk Specialist (Commodities) Location: London...: Our London office is based just a stone’s throw from the magnificent St. Paul’s Cathedral on bustling King Edward Street...

Job Description: Job Title: Markets Compliance and Operational Risk Specialist (FICC) Location: London Title: Up... to learn, grow and make an impact, along with the power to make a difference. Join us! Location Overview: Our London office...

Acceptance team consists of the Head of Business Acceptance, an AML and Sanctions Manager, three Senior Compliance Officers... and ten Compliance Officers based in the firm's London office. The London team works closely with the Business Acceptance teams in Hong...

into the Head of Risk and Compliance. You will be responsible for delivering the risk and compliance team goals which includes... Being a key point of contact for the business on all risk and compliance matters and deputising for the Head of Department...

Job Description: ABOUT THE ROLE To head up the Compliance Team and lead the Workman group's compliance strategy... requirements. The Compliance Team is responsible for advancing and empowering a “risk-aware culture” based on ethics...

Job Description: Job Title: Electronic Trading Compliance and Operational Risk Officer Location: London Title... to learn, grow and make an impact, along with the power to make a difference. Join us! Location Overview: Our London office...

Job Description: Job Title: EAC Compliance & Operational Risk Manager Location: London Company Overview..., along with the power to make a difference. Join us! Location Overview: Our London office is based just a stone’s throw from the...

ABOUT THE ROLE To head up the Compliance Team and lead the Workman group’s compliance strategy ensuring that the Firm... Compliance Team is responsible for advancing and empowering a “risk-aware culture” based on ethics and integrity across the Firm...

are met and escalate any issues to the local Head of Depositary Services and Senior Manager Depositary Compliance where appropriate... world’s most sophisticated clients using leading technology and exceptional service. The Consultant-Depositary Compliance...

are looking for an Acquisitions Compliance Manager to join and assist the Head of Acquisitions Compliance with understanding a target firm's culture.... Identify regulatory risks, escalating significant concerns to the Head of Acquisitions Compliance. Interpretation...