HEAD OF COMPLIANCE FINANCIAL jobs in UNITED KINGDOM, United Kingdom #6

, and enhance training effectiveness. Key Responsibilities: 1. Compliance Training: Partner with the Head of H&S to ensure...Join our dynamic Learning & Development team at Bouygues UK. With a focus on safety, compliance, and employee...

, and Financial Crime, you'll never have a dull moment! THE PRACTICAL BITS You will work from our Wellingborough head office.... WHAT WE ARE LOOKING FOR Risk and Compliance experience in financial services, with a good understanding of the regulatory and anti-money laundering...

industry to lead our compliance, non-financial risk management & call monitoring team Your key responsibilities...Senior Manager - Risk and Regulatory Compliance Business: Pacifica Warranty Reporting to: Managing Director...

and managing non-financial risks Support and cover the Head of Compliance in all aspects of role as needed and ensure market... business pitches, agreeing TOBAs, etc and participate in company projects and initiatives Support the Head of Compliance...

of day-to-day compliance advice to the business including complaints, vulnerable clients, financial promotions, conflicts... of interest, gifts and hospitality and GDPR An exciting and fast-paced team. |Reporting directly into Head of Compliance. 5...

is established and embedded. Achieve all objectives agreed with the Head of Risk and FCA Compliance. All second line/escalated...We are looking for a Senior FCA Compliance Officer to join us on a 12 month Fixed Term Contract...

. Reporting into the Head of Compliance, the successful candidate will be joining the firm's compliance team, which oversees... A minimum of 5 years of experience in compliance within financial services, preferably for an exchange Demonstrated experience in...

who will be reporting into the Head of Equities and Trading Compliance and will be part of the Asset Management Compliance... to the Chief Risk Officer. The Compliance team located in the UK covers Investment, Product, Client Group, Financial Crime...

. About the Role We are seeking a product compliance officer based in the EMEA region ("PCO").The PCO will report to the Head... of Global Product Compliance. As part of Global Payment's Product Compliance Team, the PCO will assist in the development...

outcomes and helping deliver cultural change. This is a key hire reporting directly to the Head of Compliance (SMF16... Committee's on assurance activity and progress against the Compliance Monitoring Plan. Deputising for the Head of Compliance...

working as a Compliance Officer with a growing sustainable financial services firm. Working closely with the Head... team (part - time role)|Generalist Compliance role with a growing sustainable Financial services firm The...

outcomes and helping deliver cultural change. This is a key hire reporting directly to the Head of Compliance (SMF16... Committee's on assurance activity and progress against the Compliance Monitoring Plan. Deputising for the Head of Compliance...

outcomes and helping deliver cultural change. This is a key hire reporting directly to the Head of Compliance (SMF16... Committee's on assurance activity and progress against the Compliance Monitoring Plan. Deputising for the Head of Compliance...

post holder will report to the Head of Compliance UK. JOB DESCRIPTION: Work with the business teams to promote...; You have a minimum of 10 years financial services experience, preferably in a Compliance team environment in an FCA regulated company, ideally...

Requirements:Recent compliance/financial crime/AML experience within Financial Services/Banking Role Snapshot:Working on 1st/2nd..., professional and friendly feel within the offices. The Role:The Regulatory Compliance Analyst will assist the Head of Regulatory...

standards Identifying and analysing potential risks to the firm and preparing written reports for the Head of Compliance...) and upwards Demonstrable interest and passion to build a career in Compliance within Financial Services Confident...

GLG seeks an experienced solutions-oriented lawyer or compliance professional to head the company's EMEA Compliance...: Demonstrated relevant compliance or risk management experience. 7+ years of combined relevant experience in a law firm, financial...