HEAD OF COMPLIANCE FINANCIAL jobs in UNITED KINGDOM, United Kingdom #5

compliance department is expanding and a new role has been created for a key hire to manage the complaints process. The ideal... candidate will have good regulatory knowledge within Investments and general Financial Services legislation...

Compliance experience within the Banking/Financial Industry, leaning towards international and UK compliance. Familiar with UK... regulations Good and practical understanding of financial crime matters Good and practical understanding of CDD/KYC customer...

Head of Compliance to ensure compliance with necessary regulations and manage risk. To apply for this role... that would affect the firm Working with the Head of Compliance on projects Please apply with a copy...

Compliance Officer, Remote. Bibby Financial Services have an exciting opportunity available for a meticulous... collaboratively with local representatives and have oversight globally to ensure compliance. Supporting the Head of Governance, Risk...

with a... January 25, 2024 Ref: 36818 Head of Compliance - Asset Management Are you a seasoned Compliance Professional seeking...Are you passionate about ensuring regulatory compliance within the exciting world of Exchange-Traded Funds (ETFs...

into the simplicity of a beautiful solution. About the role Financial Crime Compliance is a key team that ensures Revolut... an innovative and driven Financial Crime Compliance Manager to be part of the FinCrime Compliance team in the 2nd Line of Defence...

outcomes and helping deliver cultural change. This is a key hire reporting directly to the Head of Compliance (SMF16... Committee's on assurance activity and progress against the Compliance Monitoring Plan. Deputising for the Head of Compliance...

outcomes and helping deliver cultural change. This is a key hire reporting directly to the Head of Compliance (SMF16... Committee's on assurance activity and progress against the Compliance Monitoring Plan. Deputising for the Head of Compliance...

working as a Compliance Officer with a growing sustainable financial services firm. Working closely with the Head... team (part - time role)|Generalist Compliance role with a growing sustainable Financial services firm The...

: Based in the Honda Motor Europe (HME) Satellite office, Swindon and reporting to the Head of Product Compliance... and Sustainability, your team will ensure regional sustainability compliance, contribute to global targets, and handle data collection...

outcomes and helping deliver cultural change. This is a key hire reporting directly to the Head of Compliance (SMF16... Committee's on assurance activity and progress against the Compliance Monitoring Plan. Deputising for the Head of Compliance...

post holder will report to the Head of Compliance UK. JOB DESCRIPTION: Work with the business teams to promote...; You have a minimum of 10 years financial services experience, preferably in a Compliance team environment in an FCA regulated company, ideally...

Requirements:Recent compliance/financial crime/AML experience within Financial Services/Banking Role Snapshot:Working on 1st/2nd..., professional and friendly feel within the offices. The Role:The Regulatory Compliance Analyst will assist the Head of Regulatory...

standards Identifying and analysing potential risks to the firm and preparing written reports for the Head of Compliance...) and upwards Demonstrable interest and passion to build a career in Compliance within Financial Services Confident...

Markets & Securities Services Compliance team. You’ll support the Head of Client Asset Protection, serving as a CASS Risk... and/or financial services institutes, Auditors or Consultancies. Client Assets (CASS) Compliance subject matter expertise demonstrated...

headquartered hedge fund client's Portfolio Risk Team. Reporting into the Head of Investment Compliance who is based in London, the...​Our Client Rutherford have been mandated on a brilliant opportunity for a Compliance Analyst to join our global, UK...

GLG seeks an experienced solutions-oriented lawyer or compliance professional to head the company's EMEA Compliance...: Demonstrated relevant compliance or risk management experience. 7+ years of combined relevant experience in a law firm, financial...