HEAD OF COMPLIANCE CONDUCT jobs in United Kingdom

Audit Manager – Conduct & Compliance | S3 | Internal Audit Country: United Kingdom Interested in part-time... or Head of Audit What you’ll bring: Extensive experience in Internal or External Audit/ Risk Management and Compliance...

. Coverage of conduct and compliance risks, Previous experience in at least one of the Core Compliance areas – Advisory..., Compliance Risk Assessment, Personal Account Dealing, Conduct, Conflict of Interest, Whistleblowing, Communication and Trade...

- Flexible, UK The role The role sits within GRC (2LOD) in the Compliance team and reports to the Group Head of Compliance... for the Group Compliance Business Partners as and when required; Draft key reports and MI for the Head of Compliance and key...

Our client is offering a remarkable opportunity within a global asset management firm. The Group Head of Compliance... landscape of a leading global asset management firm What you'll do: As the Group Head of Compliance, you will be at the...

to see them all. Bring yours to Block. Job Description Square is looking for a Head of Compliance & Money Laundering Reporting... partners, financial institution partners, card networks and regulatory authorities Conduct compliance review and analysis...

to see them all. Bring yours to Block. Job Description Square is looking for a Head of Compliance & Money Laundering Reporting... partners, financial institution partners, card networks and regulatory authorities Conduct compliance review and analysis...

roles As the Head of Compliance (SMF16 and SMF17), you will lead the compliance function and drive regulatory excellence..., and controls aligned with industry best practices. -Conduct risk assessments and oversee compliance monitoring programs. -Stay...

to continued success, they are now looking to add a talented Deputy Head of Compliance & DMLRO / Nominated Officer to the team..., reporting directly to the Head of Compliance & MLRO, based in London. The business has grown significantly over the past year...

Job: Head of Compliance and MLRO (SMF 16 and 17) Location: Birmingham, Hybrid Salary: £100-120k Skills: Compliance..., Conduct, AML, MLRO, SMF, regulatory, Risk, Head of Our client, a leading property investment and development finance company...

of a Head of Compliance. This is a hugely important role where you will lead and oversee regulatory requirements across the... a culture of integrity and ethical conduct. Responsibilities: Develop and implement a comprehensive compliance strategy...

Position: Head of Compliance Location: St Albans Office, UK About the Firm: Our client is a leading financial... with confidence and peace of mind. Role Overview: Our client is seeking an experienced and highly skilled Head of Compliance to lead...

: Our client is seeking an experienced and highly skilled Head of Compliance to lead the compliance function at their St Albans... compliance management, have an existing relationship with the Financial Conduct Authority (FCA), and experience in holding the...

Position: Head of Compliance Location: St Albans Office, UK About the Firm: Our client is a leading financial... with confidence and peace of mind. Role Overview: Our client is seeking an experienced and highly skilled Head of Compliance to lead...

🌟 Job Opportunity: Head of Compliance - Asset Finance Lender 🌟 Are you an experienced Compliance professional... a dynamic and hands-on Head of Compliance to join their team. Position: Head of Compliance Location: West Midlands (infrequent...

Role: Head of Compliance & MLRO (SMF16 and SMF17) Location: Birmingham (Hybrid) Salary: £100-£120,000 Skills...: Compliance, Conduct, Crime, Money laundering, MLRO, SMF16, SMF17, Leadership, Banking, Lending, Challenger The Role...

This is a stand alone role in the branch of a European Corporate Bank. The role is to be the UK Head of Compliance... Compliance Officer oversights the Bank's conduct and compliance model identifying any specific local requirement to be respected...

Transdev UK is hiring a Head of Legal & Compliance Mobility company At Transdev, we are proud to make 11 million... and innovation. Step into the dynamic role of Head of Legal & Compliance, where you'll be at the forefront of ensuring...