HEAD OF COMPLIANCE ASSURANCE jobs in LONDON, United Kingdom #2

directly to the Head of Pre-Sales Compliance. What you'll be doing: Act as the first line of defence for any inbound new...-growing companies. We are currently looking for a highly skilled and experienced Compliance Analyst - Client Onboarding...

providing positive assurance of the firms' compliance with its regulatory and legal obligations. The CMO (Associate) supports... their line manager, Head of Compliance and broader function in alignment with the Compliance Monitoring Specification...

Job Description: Job Title: Compliance and Operational Risk Manager (Equities) Location: London Corporate Title... to take time for yourself and head up to our rooftop terrace and take in the spectacular views across London. Finally...

). Oversee the implementation by the business and effectiveness of the compliance framework and provide assurance and regular...We are looking for a highly motivated and dedicated individual to maintain a robust compliance framework and lead...

. You will work directly with the Head of Risk & Compliance, and you'll be part of a wider team that is led by the CFO. We pride...Compliance Manager You will be working within our Finance, Legal and Regulatory team as Compliance Manager...

The candidate will support the Head of Compliance, and the compliance team to enhance, maintain and deliver the Davies... by Risk Committee in line with regulatory and legal requirements. Deputise for the Head of Compliance when...

Job Description: Job Title: Compliance and Operational Risk Manager - Technology Corporate Title: up to Director... to take time for yourself and head up to our rooftop terrace and take in the spectacular views across London. Finally...

be doing: Work closely with and assist OA department head in developing a risk and compliance strategy for the S&H archetype... that is aligned to WPP CSO and WPP IT strategies. Establish security, risk & compliance community across the range of S&H agencies...

Compliance team, reporting to the UK Head of Compliance. Sitting in the second line of defense, you will be responsible... Compliance you will Work closely with the first line to provide advice to the business on regulatory requirements related...

environment and is passionate about Compliance. This role will report to the UK Head of Compliance and MLRO and will closely... collaborate with local Head of Compliance, Deputy MLRO and with the global Compliance team. \n What would a day @ Nium look...

To support the UK Head of Compliance develop and deliver the Compliance Plan ensuring all relevant regulatory requirements... with compliance requirements in the Lloyd’s market. Experience in providing advice and assurance on compliance matters including...

Standards (IIA Standards), provides independent assurance to the Board and Executive Management on the quality and effectiveness... Chief Auditor and Heads of Audit. Audit Manager will support the Head of Audit and Senior Audit Managers in delivering the...

Job Description: Job Title: Electronic Trading Compliance and Operational Risk Specialist Location: London Title... to take time for yourself and head up to our rooftop terrace and take in the spectacular views across London. Finally...

into the Head of Risk and Compliance. You will be responsible for delivering the risk and compliance team goals which includes... and detailed assurance reviews. The role requires an experienced risk and compliance professional with a solid understanding...

Assurance Risk and Control (ARC) is looking for a Framework Compliance Specialist to cover for the current head of the... compliance activities associated with ISO 27001, ISO 14001 and SOC 2 as a minimum. The nature of this position requires...

to the Head of Compliance (SMF16), and is responsible for leading on banking, payments and general compliance advisory... matters, and supporting the Head of Compliance to create and maintain an environment in which senior management and the...

analysis skills. The ideal candidate will be dedicated to supporting the Systems Lead for Quality Assurance and the Head...Royal Greenwich Integrated Commissioning are recruiting for a Quality Assurance Lead Officer to join our Health...