HEAD OF COMPLIANCE AND jobs in LONDON, United Kingdom #6

Location : London, UK Job Advert The Role: To assist the Head of Risk and Compliance in the implementation... and enhancement of a robust second line risk and compliance function across Acquinex. The Compliance Manager role is designed...

To support the UK Head of Compliance develop and deliver the Compliance Plan ensuring all relevant regulatory requirements... are identified and implemented and making sure the Compliance function operates effectively. Roles and Responsibilities...

Chief Auditor and Heads of Audit. Audit Manager will support the Head of Audit and Senior Audit Managers in delivering the... Managers will have, and continue to develop, subject matter expertise in their area. KEY RESPONSIBILITIES Assist the Head...

Job Description: Job Title: Markets Compliance and Operational Risk Specialist (Commodities) Location: London.... Make sure to take time for yourself and head up to our rooftop terrace and take in the spectacular views across London...

Job Description: Job Title: Markets Compliance and Operational Risk Specialist (FICC) Location: London Title: Up... to take time for yourself and head up to our rooftop terrace and take in the spectacular views across London. Finally...

Acceptance team consists of the Head of Business Acceptance, an AML and Sanctions Manager, three Senior Compliance Officers... and ten Compliance Officers based in the firm's London office. The London team works closely with the Business Acceptance teams in Hong...

Job Description: Job Title: EAC Compliance & Operational Risk Manager Location: London Company Overview... delicious seasonal menus which have been created with the planet in mind. Make sure to take time for yourself and head up...

into the Head of Risk and Compliance. You will be responsible for delivering the risk and compliance team goals which includes... Being a key point of contact for the business on all risk and compliance matters and deputising for the Head of Department...

Job Description: ABOUT THE ROLE To head up the Compliance Team and lead the Workman group's compliance strategy... requirements. The Compliance Team is responsible for advancing and empowering a “risk-aware culture” based on ethics...

Job Description: Job Title: Electronic Trading Compliance and Operational Risk Officer Location: London Title... to take time for yourself and head up to our rooftop terrace and take in the spectacular views across London. Finally...

ABOUT THE ROLE To head up the Compliance Team and lead the Workman group’s compliance strategy ensuring that the Firm... Compliance Team is responsible for advancing and empowering a “risk-aware culture” based on ethics and integrity across the Firm...

outcomes). Key duties will include: Support the Head of Conduct & Compliance Advice with the management of a high... conduct risk and compliance frameworks and policies. Support the Head of Conduct & Compliance Advice (and team) with the...

outcomes). Key duties will include: Support the Head of Conduct & Compliance Advice with the management of a high... conduct risk and compliance frameworks and policies. Support the Head of Conduct & Compliance Advice (and team) with the...

Lead with the preparation of management information (MI) for the Head of Compliance to include in monthly MI...MERJE are working with a leading financial services' business who are looking for a Compliance Manager...

Job Summary The candidate will work as part of the European AML Team primarily providing AML Compliance Services... of a regulatory compliance mapping system to demonstrate the effectiveness of the core elements of the AML and Financial Crime...

Assurance Risk and Control (ARC) is looking for a Framework Compliance Specialist to cover for the current head of the... compliance activities associated with ISO 27001, ISO 14001 and SOC 2 as a minimum. The nature of this position requires...

are met and escalate any issues to the local Head of Depositary Services and Senior Manager Depositary Compliance where appropriate... world’s most sophisticated clients using leading technology and exceptional service. The Consultant-Depositary Compliance...