GLOBAL REGULATORY COMPLIANCE RISK jobs in LONDON, United Kingdom #9

, both required under the regulatory obligations of the business and identified through risk-based assessments. Lead liaison with the LSE... to the FCA and other global regulators as appropriate. Co-ordinating and supporting the wider Capital Markets Compliance...

As a Compliance Analyst, you will be part of the Risk, Legal and Compliance function. The MLRO has overall... responsibility for this function, and you will report directly to the Head of Compliance. The function oversees the firm’s risk...

client outcomes and regulatory relations. Provide leadership in relation to the compliance and risk elements to the business... obligations. Act as the Head of Compliance/MLRO for payabl.’s UK Entity. Provide advice and guidance on compliance and risk...

: Develop and maintain the compliance program, ensuring it meets all regulatory requirements and aligns with global... will oversee the firm’s compliance framework, ensuring adherence to all regulatory requirements and internal standards...

with meaningful careers. The role is for the Head of Equities Compliance for the global Digital and Securities Markets (“DSM... market's business. The successful candidate will lead a team of Compliance professionals providing first class regulatory...

to the Chief Risk Officer. The Compliance team located in the UK covers Investment, Product, Client Group, Financial Crime... Risk, Core Compliance and Wealth Management. What you’ll do Undertaking on-going desk-based monitoring of trading...

of compliance policy, brand risks, government and regulatory policy and potential legal violations. We are open to hiring... operations, program, law, risk management, investigations, content compliance, or content ratings. - Fluency in Turkish...

: Compliance Risk Analytics Job Location : London Job Type : Full time The focus of your role Capgemini has an exciting... opportunity for an Director to join its EMEA FCC Advisory Solutions practice and lead its Compliance Risk Analytics Team based in...

and manage regulatory risk. To manage a team responsible for delivering the Compliance Programme, providing advisory support... Compliance department, including budgets, hiring and performance management. Key Responsibilities: Risk Management Manage...

, and risk assessments for new products and services, and work closely with Regulatory Compliance and Legal personnel to obtain...THE WORK: Ripple is expanding its Global Compliance team and seeks to hire an experienced Head of Compliance (MLRO...

regulatory regimes in the UK and join a supportive and friendly Compliance team working in a collaborative environment. The..., complaints from clients, etc.; Work with the Global Client Acceptance Committee and Group Risk Function; Training of new...

​Our Client Rutherford have been mandated on a brilliant opportunity for a Compliance Analyst to join our global, UK... headquartered hedge fund client's Portfolio Risk Team. Reporting into the Head of Investment Compliance who is based in London, the...

and serve as a senior member of GLG's 70+- person global compliance department, reporting to the U.S.-based Chief Compliance...: Demonstrated relevant compliance or risk management experience. 7+ years of combined relevant experience in a law firm, financial...

. As a Compliance Analyst, you will play a crucial role in ensuring the company's compliance with regulatory requirements and minimizing... financial, regulatory, and reputational risks. You will support the Compliance Business Partner and collaborate with various...

Relationship Management: As part of the broader Legal, Compliance & Risk IA Leadership Team, contribute to managing IA’s regulatory... related to Legal, Compliance & Risk. Engage actively with the Regulatory Issue Validation team on the validation of regulatory...

as well as the Global Head of IPB Compliance. You will be involved in all aspects of Compliance work for IPB UK, including advice... on Compliance, regulatory and reputational risks related to products, cross-border activities, suitability, conflicts, client...

. Drives various global projects to advance the Monitoring Risk Management Program. Leads Strategic Program Implementations... for the Global Monitoring Risk Mangement & Policy team Appropriately assess risk when business decisions are made...