GLOBAL REGULATORY COMPLIANCE RISK jobs in LONDON, United Kingdom #5

with regulatory rules and policies, liaising as and when required with Control, Compliance, Risk and Audit teams. The position... on regulatory considerations and developments, with 1LoD ownership of relationships with Compliance, Risk and Legal during the...

Northern Trust

in a UK bank’s Risk function who can apply their knowledge of UK financial services regulatory requirements in...More than you expected Grant Thornton UK LLP is part of a global network of independent audit, tax and advisory firms...

Grant Thornton

compliance and regulatory affairs team. You will manage a small team of compliance and risk professionals and have overall...Looking for a legal, risk or compliance specialist? Share your hiring requirements. Resources Back Resources...

Taylor Root

within our reporting data Contribute to the creation of new requirements within the global regulatory change book-of-work Requirements...PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest...

PIMCO

advisory, implementation, and staffing solutions to the regulatory compliance, risk, financial crimes, and capital markets... and address the most pressing compliance, regulatory, and operational challenges. We provide data-driven, technology-enabled...

Vox Financial Partners

partners and external clients on regulatory impacts Coordinates with internal compliance, legal, risk and control partners... Chief Admin Offices comprises the Risk, Resiliency and Regulatory Change teams. This role sits within the Reg Change team...

Northern Trust

and Equities. An understanding of the key market, global and regulatory drivers shaping the industry and an ability to articulate... mention it directly to your recruiter at any stage and they will be happy to help. About Capco Capco is a global...

Capco

within the recently-established Regulatory Risk & Oversight Office in Asset Servicing. The Regulatory Risk & Oversight Office... oversees the management of regulatory risk across Asset Servicing. It provides governance and oversight of the frameworks...

Northern Trust

Our client - a top 50 International law firm - is seeking a Senior Risk Lawyer to join their Global Risk & Compliance... team in London. This is a really exciting opportunity to support the firm’s Risk & Compliance Partner/COLP/MLRO in relation...

AJ Fox Compliance

DESCRIPTION Are you ready to apply your risk and compliance expertise to Amazon's unique environment... across a diverse group of partners and risk disciplines, playing a vital role in ensuring that Amazon complies with local and global...

Amazon

, ensuring compliance with regulatory standards and internal policies while fostering a culture of risk awareness and mitigation... associated risks. Monitor the activities and performance of third parties to ensure ongoing compliance, escalating risk issues...

CMC Markets

compliance, market and reputation risks. All parts of the Global Risk team use their skills, insight and integrity to handle... establishing policy, monitoring profiles, and identifying and managing forward-looking risk and compliance. We focus on creating...

HSBC

compliance, market and reputation risks. All parts of the Global Risk team use their skills, insight and integrity to handle... establishing policy, monitoring profiles, and identifying and managing forward-looking risk and compliance. We focus on creating...

HSBC

Prudential Regulatory Authority Supervisory Statement SS1/23 “Model Risk Management Principles for Banks” in HSBC Innovation... and underpins your knowledge or Risk Governance and Frameworks, Compliance & Controls, including Non-Financial Risk Management...

HSBC

Management and Risk Committees/Forums Developing regulatory and management reporting initiatives, ensuring consistency... Coordinating information security responses across the organization to regulatory examinations, attestations and performing gap...

UBS

your skills. Bring your knowledge of our brand to a new role and grow yourself further. Our Risk and Compliance function..., monitoring profiles, and identifying and managing forward-looking risk and compliance. We focus on creating an environment...

HSBC

criticality of the risk, for all local initiatives. Ensure security and technological compliance in UK and continental Europe... as well as coordinating the implementation of regulatory compliance projects. Support the unit's governance tasks: committees, dealing...

BBVA