FINANCIAL CRIME – CONTROLS SURVEILLANCE jobs in LONDON, United Kingdom

role you will be assisting the Financial Crime Manager (Pillar 1) in trade surveillance reviews, investigations... obligations and to ensure no misconduct is occurring. Assisting with other areas of Trade Surveillance, Financial Crime...

of these instruments and the regulatory environment in which Asset Managers operate. Experience in Financial Crime Monitoring... and SMCR will also be required. Key responsibilities: Financial Crime – The candidate will be responsible for ensuring...

: Financial Crime - The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and robust..., risk assessments, policies and procedures. They will be heavily involved in the delivery of the MLRO report, the financial...