FCA PRA REGULATORY RISK jobs in LONDON, United Kingdom #4

understanding of the FCA and PRA rules and regulation applicable to the Branch and a broad awareness of European rules... and regulation that may impact the UK. Collaborate on the Annual Compliance Risk Assessment. Work with the Regulatory Alignment...

requirements such as SM&CR, Risk and Compliance activities to meet our commitments to the FCA and PRA Manage a Human Resources... risk like no one else in the industry. Looking beyond profit, empowering our people and delivering on our commitments...

the full financial regulatory process, including obtaining licenses, developing compliance and risk management systems... reorganisation. Knowledge or experience of supporting firms with FCA/PRA licensing processes including authorisations, variation...

and related UK law and regulation. · Support the Head of Compliance (SMF16) with FCA and PRA engagement, including regulatory... and disseminate PRA and other prudential regulatory requirements, and assist, where appropriate on assessing the relevance to the bank...

commercial sense, coupled with a deep understanding of FCA/PRA pricing requirements. If you have the relevant experience... audiences, focusing on the material financial impacts of key modelling. Take ownership of pricing risk governance, generating...

, assesses, advises on and monitors compliance risk - that is the risk of regulatory sanctions as a result of failure to comply... (PRA) and the Financial Conduct Authority (FCA). This role has important responsibilities in helping to ensure the...

Regime. It is therefore subject to the Conduct Rules set by the FCA/PRA. You are required to familiarise... as required by the FCA/PRA and the bank from time to time. This includes passing an annual fitness and propriety assessment. The value...

PRA and FCA conduct rules: What we are looking for You to take a proactive approach to the management of delegated... / policyholders. Understand all appropriate lines of escalation and the responsibilities of the Product Conduct Risk Strategy Group...

for Conduct Risk. You are required to comply with the PRA and FCA conduct rules... with Claims Delegated Authorities function Assist with Conduct Risk related activities Help drive forward good Conduct for the...

with PRA and FCA authorization and application processes for various firms Engaging in the development of client relationships... a risk-based approach to diverse regulatory requirements Offering technical support regarding regulatory changes...

with PRA and FCA authorization and application processes for various firms Engaging in the development of client relationships... a risk-based approach to diverse regulatory requirements Offering technical support regarding regulatory changes...

carrying out regulatory activities complying with the FCA's Code of Conduct and AML guidelines. Adhere to the operational risk..., care and diligence Be open and cooperative with the FCA, the PRA and other regulators Pay due regard to the interests...

PRA and FCA conduct rules. What we are looking for The objective of this role is to manage the claims and service... liaison with Compliance, Lloyd's and FCA where appropriate. Understand and comply with the Lloyd's Minimum Standards...

carrying out regulatory activities complying with the FCA's Code of Conduct and AML guidelines. Adhere to the operational risk..., care and diligence Be open and cooperative with the FCA, the PRA and other regulators Pay due regard to the interests...

and understanding of existing and emerging new technologies. The regulatory environment, including FCA, PRA is desirable... teams, Group Finance, HR, Risk and Corporate Comms to provide the essential support services that all areas of the business...