FCA PRA REGULATORY RISK jobs in LONDON, United Kingdom #3

and regulations e.g., ISO22301 and FCA/PRA/BoE and other country regulator’s publications in relation to Operational Resilience... resources within or outside the department Remain current on regulatory requirements, internal policies and controls related...

Undertake reviews of current and emerging regulatory developments, assess the impact on International via risk assessments...' experience in a similar role Knowledge of Lloyd's regulations, processes and procedures Knowledge of FCA/PRA and Lloyd...

: · Collaborate closely with Conduct Oversight Lead to establish conduct framework for compliance with FCA, PRA, Lloyd's and overseas.... · Provide advice on product risk rating and regulatory compliance, ensure timely assessments of product fair value, and handle...

Knowledge of legal issues pertinent to the commodities sector Understanding of PRA/FCA rules and regulations or equivalent... issues as required Conduct legal analysis to identify risks and assist front office in navigating them within the regulatory...

and compliance within organisations authorised by the FCA and PRA. Experience working in, or supporting, a principal investing... activities, ensuring the Bank maintains adequate financial resources while managing risks within the set risk appetite by the...

and compliance within organisations authorised by the FCA and PRA. Experience working in, or supporting, a principal investing... activities, ensuring the Bank maintains adequate financial resources while managing risks within the set risk appetite by the...

management and FCA/PRA regulations and approach Analytical capability to build effective, statistically relevant fraud... with industry bodies including the FCA, PRA, SOCA, CIFAS, APACS to identify appropriate operations challenges and emerging financial...

with FCA, PRA, and Lloyd's requirements. Actively participate in committees and meetings, presenting key products... risk rating and regulatory compliance to Underwriters and other business areas. Handle complaints in line with regulatory...

accordance with the role. You are required to comply with the PRA and FCA conduct rules: Acting with honesty and integrity... pricing, risk rate reviews and standard reserving analyses. Participate in projects and initiatives to improve modelling...

and diligently completed within the required timeframe. Conduct Standards – Tier 1 All Staff – to always comply with the PRA/FCA... with the FCA, the PRA and other regulators. You must pay due regard to the interests of customers and treat them fairly...

, Compliance, Onboarding) Ensuring compliance with the Marex's regulatory requirements under the FCA Adhere to the operational... risk framework for your role ensuring that all regulatory or company determined parameters are complied with. Comply...

, Compliance, Onboarding) Ensuring compliance with the Marex's regulatory requirements under the FCA Adhere to the operational... risk framework for your role ensuring that all regulatory or company determined parameters are complied with. Comply...

. You are required to comply with the PRA and FCA conduct rules What we are looking for To take a proactive approach to the management... liaison with Compliance, Lloyd's and FCA where appropriate. Understand and comply with the Lloyd's Minimum Standards...

compliance with the company's regulatory requirements under the FCA, NFA, AMF, AFM, MAS, CBI, etc. Adhere to the operational... risk framework for your role ensuring that all regulatory or company determined parameters are complied with. Role model...

compliance with the company's regulatory requirements under the FCA, NFA, AMF, AFM, MAS, CBI, etc. Adhere to the operational... risk framework for your role ensuring that all regulatory or company determined parameters are complied with. Role model...

requirements such as SM&CR, Risk and Compliance activities to meet our commitments to the FCA and PRA Manage a Human Resources... risk like no one else in the industry. Looking beyond profit, empowering our people and delivering on our commitments...

understanding of the FCA and PRA rules and regulation applicable to the Branch and a broad awareness of European rules... and regulation that may impact the UK. Collaborate on the Annual Compliance Risk Assessment. Work with the Regulatory Alignment...