FCA COMPLIANCE MANAGER jobs in MIDDLESEX, United Kingdom

We are looking for a FCA Compliance Manager who can help us deliver our mission to make it seamless for individuals... Octopus Group What you'll need... 4+ years experience within a FCA regulated risk and compliance function A love...

Octopus Energy

a Compliance Monitoring Manager to join the team based in London. THE RESPONSIBILITIES: Drive compliance oversight through the... on regulatory developments and Compliance Monitoring Framework; Create, maintain, and implement compliance-related policies...

Compliance Professionals

on-boarding Good and practical understanding of FCA PEP guidelines. Good understanding of the global sanctions regime Good... assessment Good and practical understanding of FCA reporting requirements Good and practical understanding of submitting FCA...

Compliance Professionals

An exciting opportunity exists for an experienced Compliance Senior Manager to join the Capital Markets Compliance team (CMC). CMC... to the FCA and other global regulators as appropriate. Co-ordinating and supporting the wider Capital Markets Compliance...

TORA

MERJE has partnered with a leading insurance company and we’re looking for a Compliance Manager to join their expanding... team. The Compliance Manager will offer proactive consultancy to ensure business areas understand and meet regulatory...

Merje

MERJE has partnered with a leading insurance company and we’re looking for a Compliance Manager to join their expanding... team. The Compliance Manager will offer proactive consultancy to ensure business areas understand and meet regulatory...

Merje

of a number of Compliance Manager positions. This job requires a Regulatory Advisor to provide advice and support to the first line of defence... should have experience from an appropriate compliance, regulatory, or legal background and deep working knowledge of the FCA rules contained...

InterQuest Group

Seeking an experienced and detail-oriented Compliance Manager. You will be responsible for the delivery of the... conduct related FCA regulatory frameworks. Responsibility for leading in the design, implementation and embedding of the...

Michael Page

. Compliance Monitoring manager London - 4 days in the office The Compliance Monitoring manager reports to the Group Head.../MLROs with the ability to request specific items to be monitored. The Compliance Monitoring Manager will need to liaise...

Ebury

, stepping into the role of Compliance Manager means you'll be a crucial part of our journey. Join us and contribute to the... as a Compliance Manager and be at the forefront of maintaining the highest standards of regulatory compliance within our esteemed...

AA

Job Title: Senior Compliance Manager Monitoring Working Pattern: Monday to Friday (36.25 per week) Salary... an ambitious and dedicated Senior Compliance Manager, ready to make an impact, we've got a space with your name on it! Your team...

Tandem Bank

.com For our offices in London we are currently looking for a full-time Compliance Manager. The UK office has seven companies... growth in our UK office we are looking to recruit a Compliance Manager to be based in London, to work with the Compliance...

Alter Domus

, so join us, and make it count. Want to see us in action? Follow us on Instagram @zopalife The Compliance Manager... will sit in Zopa's second line of defence. You'll help to establish a robust framework for ensuring compliance requirements...

Zopa

My client is a leading Insurer, we are seeking an experienced Compliance Manager with strong knowledge of consumer duty..., consumer credit, conduct risk and associated FCA requirements within the General Insurance market. Duties...

Barclay Simpson

Join us as a Compliance Manager in our Capital Markets Advisory team This role provides an opportunity to support...'s risk profile What you'll do As a Compliance Manager, you’ll be helping to develop and manage our compliance...

NatWest Group

Job Description We're currently looking to recruit a Compliance Policy Manager to join the team. The Compliance... Senior Compliance Manager you will be providing input into the product governance, engagement with product teams, regulatory...

AJ Bell

Compliance Manager, Funds and Distribution 22 Bishopsgate, London – Hybrid Permanent At AXA IM our purpose... Compliance Manager, Funds & Distribution, you will report to our Senior Compliance Manager and you will be part of AXA IM UK...

AXA