DISTRIBUTION AND FUNDS COMPLIANCE jobs in LONDON, United Kingdom

Compliance Manager, Funds and Distribution 22 Bishopsgate, London – Hybrid Permanent At AXA IM our purpose... Compliance Manager, Funds & Distribution, you will report to our Senior Compliance Manager and you will be part of AXA IM UK...

Compliance Manager, Funds and Distribution 22 Bishopsgate, London – Hybrid Permanent At AXA IM our purpose... Compliance Manager, Funds & Distribution, you will report to our Senior Compliance Manager and you will be part of AXA IM UK...

Overview The Opportunity: The Fisher Investments Europe Institutional Funds Analyst will work directly with the... Institutional Funds Team Leader, Institutional Management, the Directors of the firm's funds, custodians, institutional clients...

in funds and asset management, particularly in areas such as fund formation, fund distribution, UCITS, general asset... management activities and fund-related regulation and compliance. Examples of recent opportunities An asset management lawyer...

My client, a top asset manager, are looking to hire a lawyer with UK regulated funds experience into their legal team... in London. The successful candidate will be maintaining constitutional documents, ensuring compliance of Fund documents...

will step into a newly created role, working in a small team, managing their own portfolio of funds. The responsibilities... companies, investment vehicles and LPs / investors Validate investor drawdown and distribution notices Supervise the...

Our client a Leading Global Investment Management firm is seeking a Funds Legal Counsel to join an existing team The... Role Responsible for Legal matters around the distribution and marketing of investment products and services, including...

, distribution and sales. We are looking for a film, TV or commercial IP lawyer to join as Legal Counsel on a 12-month maternity... for film and TV. Key responsibilities will include: Drafting, reviewing, negotiating and amending distribution agreements...

Director of Legal & Business Affairs, you will collaborate closely with development, production and distribution teams in... Liaising with UK and international clients Advising on contractual rights, compliance, and strategic initiatives Keeping...

range of commercial legal matters such as collaboration/commercial partnership agreements, distribution arrangements, royalty... must be already well-versed in ASA/CAP Code compliance and advisory matters, including recent ASA adjudications and CAP Code restrictions...

deals, talent contracts, IP acquisition and license agreements and co-production/distribution deals, as well as overseeing... Employment Energy Environment Family Financial Services Fraud Fund Asset Management Funds General Banking (debt...

; Relationship Managers; GFCC/Fraud team; Compliance department Legal; Distribution Governance & Oversight Committee CLIENTS... of policies and procedures developed and advised by the firms MLRO/Global Financial Crime Compliance (GFCC) and Regulatory...

range of commercial legal matters such as collaboration/commercial partnership agreements, distribution arrangements, royalty... must be already well-versed in ASA/CAP Code compliance and advisory matters, including recent ASA adjudications and CAP Code restrictions...

and indirectly held assets and funds; Recognising regulation and industry frameworks, ensuring compliance and contributing... to funds and within the organisation working with sustainability, client relations, distribution and marketing and externally...

, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information... which support the distribution of Blackstone’s investment solutions and thought leadership through our private wealth management...

Director of Legal & Business Affairs, you will collaborate closely with development, production and distribution teams in... Liaising with UK and international clients Advising on contractual rights, compliance, and strategic initiatives Keeping...

of Legal & Business Affairs, you will collaborate closely with development, production and distribution teams in a vibrant... with UK and international clients Advising on contractual rights, compliance, and strategic initiatives Keeping abreast...