DISTRIBUTION AND FUNDS COMPLIANCE jobs in United Kingdom

in funds and asset management, particularly in areas such as fund formation, fund distribution, UCITS, general asset... management activities and fund-related regulation and compliance. Examples of recent opportunities An asset management lawyer...

My client, a top asset manager, are looking to hire a lawyer with UK regulated funds experience into their legal team... in London. The successful candidate will be maintaining constitutional documents, ensuring compliance of Fund documents...

will step into a newly created role, working in a small team, managing their own portfolio of funds. The responsibilities... companies, investment vehicles and LPs / investors Validate investor drawdown and distribution notices Supervise the...

Overview The Opportunity: The Fisher Investments Europe Institutional Funds Analyst will work directly with the... Institutional Funds Team Leader, Institutional Management, the Directors of the firm's funds, custodians, institutional clients...

Our client a Leading Global Investment Management firm is seeking a Funds Legal Counsel to join an existing team The... Role Responsible for Legal matters around the distribution and marketing of investment products and services, including...

The candidate will support the Head of Compliance, and the compliance team to enhance, maintain and deliver the Davies... Insurance Services regulatory compliance framework. This will involve oversight of the Intermediary Services’ network...

, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in...'s Compliance team, who are responsible for providing compliance oversight of the firm's operations. ​ Main Duties Key...

Compliance professional to assist them in strengthening and improving the oversight of the appointed representative and advisers... with, for confidentiality reasons. Would suit a stay-at-home parent with young children, or a seasoned Compliance professional...

you will need (minimum experience/requirements) Knowledge of financial markets, and the distribution of funds gained through... of funds, including the requirements of UCITS, AIFMD and MiFID. Strong risk mitigation and compliance driven mindset balanced...

and working alongside the team to ensure regulatory compliance. Prepare distribution and investor updates for inclusion in non... offering the firm's semi-liquid, open-ended private market funds. The selected candidate will interact and collaborate...

include institutional pension funds, financial institutions, local authorities and sovereign wealth funds. To meet our clients... equities, bonds, property and alternatives, as well as multi-asset funds. We’re focused on continuously innovating...

and platforms Drafting and negotiating across the programming slate; broadcaster and co-production negotiations, and distribution... or media law firm. Excellent knowledge of TV development, production and distribution in the area of scripted TV/film content...

, distribution and sales. We are looking for a film, TV or commercial IP lawyer to join as Legal Counsel on a 12-month maternity... for film and TV. Key responsibilities will include: Drafting, reviewing, negotiating and amending distribution agreements...

: Distribution Division About At abrdn, our purpose is to enable our clients to be better investors. Clients worldwide trust... for an Investment Trust Company Secretary to join the market leading, ambitious, closed-end funds team, which currently manages 18 UK...

to achieve compliance, securing funds if necessary to build systems and processes to maximise adherence to policy Ensure... forecasting, planning, material requisitions, stock control, warehousing, and distribution processes are in place at all locations...

, notices, proxies, and other meeting documents, ensuring statutory compliance and timely distribution Coordinate statutory... Support the setup and maintenance of corporate entities and LPs across various jurisdictions Ensure compliance with corporate...

to, ICVC funds, ETFs, MPS propositions and bespoke solutions Take the lead on building and strengthening Invesco... for your channel which focuses on sales growth, maintaining assets and increasing commercial awareness across UK Distribution Work...