DIRECTOR COMPLIANCE ADVISORY NIKKO jobs in NEW YORK CITY NY, United Kingdom

, Underwriting, Risk Management, Compliance, IT Risk and Training committees. The Compliance Advisory Director role may manage... Head of Private Side Compliance Advisory for SMBC Nikko Securities Inc. Role Objectives Responsible for providing...

of benefits to its employees. Role Description The Advisory Compliance team serves as a regulatory advisory function...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC...

(“CRA team”) within the Compliance Department Americas Division ("CPAD"). This role will report to the Director who serves...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC...