CONTROLS MANAGER – LEGAL REGULATORY jobs in MIDDLESEX, United Kingdom #7

of equity and fixed income funds and discretionary asset manager. Experience in implementing processes, controls, governance... across disciplines, geographies, asset classes and sectors. Global Department Profile The Legal and Compliance Department...

Reference Number - 78926 This Finance Apprenticeship will report to the Finance Manager and will work within the... our relationship with important regulatory bodies such as Ofgem and the Department for Energy & Net Zero; Business Partnering...

or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination... solution and design of Regulations Management end to end processes and systems including linkage to risk and controls...

: Firm risk management Legal, regulatory, and policy compliance General Counsel and advisory Partnership Secretariat... by an international firm and a good working knowledge of new business intake/onboarding controls and processes are key. The...

Reference Number 79074 This System Planning Engineer position will report to the Regional Development Manager.... We ask that you understand all aspects relating to the electricity distribution and transmission system, regulatory...

member of the Group Legal team, reporting into the General Counsel and DPO, this role requires a robust understanding of data... on data protection, providing legal and compliance advice, guidance and support across the organisation on complex data...

of the Licensing team, working closely with the Regulatory Compliance team, in-house Legal and external stakeholders...-Ordinator Reporting to: Licensing Manager Department: Compliance The Department: The Compliance department is responsible...

's risk appetite, and compliant with legal and regulatory requirements. Ensure that components of the framework... and controls and the Quilter annual MLRO report. May hold the MLRO Senior Manager Function controlled function or certified role...

-Party Oversight, ICB Technology, Technology Controls, Bank Regulations, Human Resources, Privacy and IP Legal... as a manager is desirable Familiarity with global regulatory issues relevant to the use of technology in financial services...

Supplementary Information Legal and Regulatory Responsibilities · Comply with all applicable legal, regulatory and internal... and maintain competence. · As a Manager, to be responsible for the implementation of internal systems and controls and ensuring...

, in order to meet legal and regulatory obligations. About You Applications from people with diverse backgrounds...What the Hiring Manager Says What the Hiring Manager Says This is a key role at an exciting time in working in...

to date with regulatory, auditing and legal changes. Liaise with staff and management across the insurance group. Ad hoc internal audit... Audit Manager Location: Aldgate, London Contract: Permanent Hybrid: 3 days in the office, 2 days working from home...

to date with regulatory, auditing and legal changes. Liaising with staff and management across the insurance group. Ad hoc internal audit... Manager and the European Audit Seniors with the planning, testing and completion of value added internal audits...

with other parts of the Group to deliver franchise and business growth within our regulatory and legal framework. 4) Controls... globally, within the regulatory and legal framework. 2) Risk Management As a member of the Credit Trading Group department...

team and report to our Financial Reporting Manager. 🔑You'll play a key role by... Understanding the business... of reporting. Being responsible for ensuring our financial reporting policies, procedures and controls are up to date, relevant...

large scale regulatory change initiatives such as IBOR, ESG, Risk transformation as a Project Manager or Project Management... and exciting regulatory change projects and you will have the opportunity to be a key member in transformative initiatives...

to ensure Pay.UK adheres to all relevant regulatory, legal and assumed obligations; The role includes planning compliance... to all relevant regulatory and legal obligations. Key Accountabilities Supports the design and influences the implementation the...