CONTROLS MANAGER – LEGAL REGULATORY jobs in GREATER LONDON, United Kingdom #6

A strong candidate for CF&O Compliance will satisfy the following criteria: 5+ years Compliance/Legal/Regulatory background covering...Job Description: Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the...

of a number of Compliance Manager positions. This job requires a Regulatory Advisor to provide advice and support to the first line of defence... to design and implement controls to meet regulatory expectations, attending key governance committees and representing the...

with various administration, reporting and departmental tasks. Keeping up to date with regulatory, auditing and legal changes...Job Title: European Internal Audit Senior Reports To: European Internal Audit Manager Location: Aldgate Contract...

, and are able to adapt to a changing regulatory landscape. YOUR IMPACT This is a Team Manager role with a primary focus... will work with business partners, Legal and Compliance colleagues in connection with helping to respond to regulatory requests...

/problem escalation and resolution Ensures timely completion of Know Your Client (KYC) and other regulatory requirements, in... Close interaction with operational teams throughout the KYC renewal process. Ensure sufficient controls are in place for all new...

scale regulatory change initiatives such as IBOR, ESG, Risk transformation as a Project Manager or Project Management... and exciting regulatory change projects and you will have the opportunity to be a key member in transformative initiatives...

on opportunities and master changing regulatory environments at every phase of the investment life cycle. With over $2 trillion in..., including real estate, funds of hedge funds, single manager hedge funds and private market funds. Our client support...

changes in these risks, or the effectiveness of controls, to your line manager in a timely manner. If you are excited... regulatory obligations of the Company. The Role To assist the Underwriting team with various functions of data management...

Supplementary Information Legal and Regulatory Responsibilities: Comply with all applicable legal, regulatory and internal... mandatory training in line with legal, regulatory and internal Compliance requirements. Maintain appropriate knowledge...

controls that reflect the business' inherent risks and regulatory requirements. Develop financial crimes policies, procedures..., and risk assessments for new products and services, and work closely with Regulatory Compliance and Legal personnel to obtain...

are in place and meet regulatory requirements Oversee legal and governance issues, Companies House and Charity Commission...Remote / Work from Home / Part Time / Financial Controller / Finance & Operations Manager Small International...

: Firm risk management Legal, regulatory, and policy compliance General Counsel and advisory Partnership Secretariat... by an international firm and a good working knowledge of new business intake/onboarding controls and processes are key. The...

and Compliance Manager to best achieve the business’ goals Provide expert advice to the Group Legal commercial lawyers on complex... Legal team, reporting into the General Counsel and DPO, this role requires a robust understanding of data protection laws...

of the Licensing team, working closely with the Regulatory Compliance team, in-house Legal and external stakeholders...-Ordinator Reporting to: Licensing Manager Department: Compliance The Department: The Compliance department is responsible...

's risk appetite, and compliant with legal and regulatory requirements. Ensure that components of the framework... and controls and the Quilter annual MLRO report. May hold the MLRO Senior Manager Function controlled function or certified role...

, in order to meet legal and regulatory obligations. About You Applications from people with diverse backgrounds...What the Hiring Manager Says What the Hiring Manager Says This is a key role at an exciting time in working in...

team and report to our Financial Reporting Manager. 🔑You'll play a key role by... Understanding the business... of reporting. Being responsible for ensuring our financial reporting policies, procedures and controls are up to date, relevant...