CONTROLS MANAGER – LEGAL REGULATORY jobs in ENGLAND, United Kingdom

and record keeping. The Regulatory & Control Manager, working closely with the Head of Regulatory Controls (EMEA & APAC... Support the Head of Regulatory Controls to identify ways to drive continuous improvement and generate increased awareness...

Job Description: Job Title Auditor – Legal & Regulatory and Exam Management Location Birmingham Corporate Title... Associate You will be part of the Group Audit Chief Administration Office (CAO) Legal & Regulatory and Exam Management team...

and expectations from this role? The PRC Manager II - Regulatory Planner and Coordinator plays a critical role in ensuring BAT... requirements. Drive the continual improvement of legal assessments and regulatory reporting for current markets. Embed the...

We are looking for an Assistant Manager to join the Markets Assurance Insurance team in London to support the regulatory and strategy work... those charged with governance to understand their business and build trust amongst key stakeholders and regulators. Regulatory...

and Compliance Manager Date: Mar 26, 2024 Location: Kingston, JM Additional Location: Function: Legal Seniority Level... iconic. Be Part of Our Signature Mix General Description of the Role The Regulatory and Compliance Manager...

and Deloitte is no exception. These controls provide important legal protection for both you and the firm. We are subject..., and consulting services across tax, legal, business, technology and corporate finance, we help our clients become leaders wherever...

) and senior stakeholders. Job Summary: Global Regulatory Practice (with locations across the UK, Luxembourg, Ireland, Hong... Kong, US and India) is responsible for overseeing the regulatory change operating model and day to day management...

Our esteemed Legal 500 and Chambers & Partners ranked client, is in search of a Legal Compliance Manager on a full-time... other duties as required by the Management Team. Prepare compliance documents for statutory, legal and regulatory purposes. Work...

The Purpose of the role of Legal & Compliance Manager is to ensure the business adheres to legal and ethical standards... with violations of legal guidelines and internal policies. Evaluate the efficiency of controls and continuously review and improve...

– one that makes better decisions, drives innovation and delivers better business results. Title and Summary Manager, Legal... Compliance The role of Manager, MPMS Legal Compliance is to support MPMS Anti-Money Laundering and Sanctions Compliance Program...

and regulatory policies, procedures and controls taking into account the specific needs of the Life Sciences business, firm-wide... policies and practices, and evolving legal and regulatory requirements Assist with compliance testing and coordination...

of controls and how they mitigate regulatory risks and contribute to the development of actions plans to address control weakness... compliance, as well as legal, risk and compliance at all levels on any regulatory matter with presence and credibility...

we remain compliant with our legal, regulatory, and contractual obligations. As a Risk & Compliance Manager you will play... environment with multiple risk categories, including IT operations, information security, legal, regulatory, financial...

Summaries, Regulatory Topic assessment, Residual Risk view) Ensure key controls described in relevant AI/ML Analytics related... partners Support mapping and gap assessment of current state controls with industry frameworks such as NIST, or regulatory...

. Job Responsibilities Work with LOB Product Control to review and document the CIB Legal Entity Booking Model and related controls...Job Description: Job Summary The CIB Finance Controls and Governance team is a Global team that sits within CIB...

identifies and manages operational, regulatory, and reputational risks. In support of operational excellence, we play a key role... responses to regulator and audit teams on ESG-related processes, controls, and business models. You are empowered to add value...

Any other information you wish to provide in support of your application We use Contract as our legal basis... vacancy Will be used to satisfy legal requirements Will be used for statistical analysis Will be held and may be used...