CONSUMER DUTY MANAGER INVESTMENTS jobs in ENGLAND ENGLAND, United Kingdom

responsibilities Detailed understanding of FCA New Consumer Duty Regulation Oversee fair value assessments in investments products...Job Description: Digital Conduct Manager (Investments) We know that people want great value combined...

JPMorgan Chase

principles, focusing on applying Consumer Duty to investment products and services. Excellent knowledge of UK regulatory.... You understand investments and portfolio management, and want to be in a growing firm that will give you the tools to make...

atomos

and also proactively bring external insight and development into your teams. You will have a clear understanding and focus on consumer duty...What the Hiring Manager Says At Quilter we never stand still. Our foundations are rooted in our extraordinary...

Quilter

of the role are as follows: Work with the Senior Compliance Manager and key stakeholders to continue embedding Consumer Duty... qualifications Good knowledge and understanding of the FCA Handbook, in particular in relation to the Consumer Duty and COBS rules...

AJ Bell

, Financial Promotions, Consumer Duty and other conduct related matters under MiFID II/FCA Handbook; Liaise with control owners... applicable regulatory framework, including Conduct Risk, Consumer Duty, COBS, PERG, SYSC, PROD and other relevant FCA sourcebooks...

Interactive Brokers

. Actively adhere to and promote the principles of The Consumer Duty and operate within Financial Conduct Authority (FCA... the Team Manager in the overall delivery of team objectives. What will your day look like: Correspond with Policy...

Davies Group

for ongoing email, website and social media activity, within Fin Prom and Consumer Duty requirements Develop, implement... relationship manager to assist with implementation when appropriate Become a marketing subject matter expert for savings, property...

Michael Page