CONSUMER DUTY CONSULTANT jobs in United Kingdom

and the implementation of the consumer duty. Reporting to the Consumer Duty Programme Lead and Group Customer Director, the... and governance which underpin the FCA Consumer Duty. The positions will be day rate contracts falling inside IR35. Hybrid working...

and the implementation of the consumer duty. Reporting to the Consumer Duty Programme Lead and Group Customer Director, the... and governance which underpin the FCA Consumer Duty. The positions will be day rate contracts falling inside IR35. Hybrid working...

, consumer duty or regulation related to digital assets such as crypto currency, NFTs and initial coin offerings. Examples...Job description Progressive legal careers Peerpoint is A&O Shearman's global platform for self-directed consultant...

as a Senior Compliance Assurance Consultant with our Conduct & Compliance team. Who are we? We want to be the best place... and direction throughout the review. This is an exciting time to join the team, especially with the implementation of Consumer...

adherence to regulation and policies including Consumer Duty and Conduct. In this role, key responsibilities will include... & Control Consultant ensures key priorities are delivered to the highest standards and on a timely basis. They will primarily...

responses of significant risk events, Identify and escalate Consumer Duty risks to achieve good customer outcomes, Prepare... as a Non-Financial Risk Consultant on a 6-month FTC. In this role you will support the Conduct and Operational Risk Managers...

. Undertaking financial promotion reviews in line with the rules in FCA Handbook COB 4 and the Consumer Duty. Assisting with FCA...

. Undertaking financial promotion reviews in line with the rules in FCA Handbook COB 4 and the Consumer Duty. Assisting with FCA...

. Experience of introducing new regulatory focuses innovatively and improving quality, for example the consumer duty Experience... we achieve enduring results. An innovation and transformation consultancy, we are over 4000 specialists in consumer...

FCA Handbook including AIFMD, SMCR, MIFID II, IFPRU, and the financial promotions regime under COBS 4 and Consumer Duty...

FCA Handbook including AIFMD, SMCR, MIFID II, IFPRU, and the financial promotions regime under COBS 4 and Consumer Duty...

, with a focus on colleagues who oversee consultant databases Ensure compliance with all Consumer Duty accountabilities, including...

Basic AML and consumer duty - preferable Overseeing work of 4 other transfer agents, opening custodian, booking deals... next step up in your career please apply and a consultant will be in touch...

Distribution group and encompasses the Relationship Management, Segment Marketing, Global Consultant Relations / Global Financial..., review the SMF 1 SMCR report for TRPIL & TRPUK, participate in new and existing regulatory driven projects (e.g. UK Consumer...

, with a focus on colleagues who oversee consultant databases Ensure compliance with all Consumer Duty accountabilities, including...

culture, challenge appropriately when required to ensure the rules and spirit of consumer duty is adhered to Visit the IDEX...£50000.00 - £60000.00 per annum LocationLeeds Job type Discipline Expiry 13 June 2024 Reference41295_1709657211 Consultant Managing Consultant...

to Risk to support Consumer Duty deliverables Efficient and comprehensive analysis of company financial promotional material... Reference40847_1706781649 Consultant Client Delivery Manager Complaints Handler Job description A fantastic opportunity...