CONDUCT RISK AND COMPLIANCE jobs in UNITED KINGDOM, United Kingdom

from maternity leave they will lead compliance with our conduct regulatory requirements for both our investments and payment... with compliance with conduct rules and requirements relating to investment firms. This role will give you the opportunity to: Play...

Job Description Summary Job Description Conduct Risk Manager Permanent Location: Edinburgh (typically 2 days in... and belonging. We have an exciting opportunity for a Conduct Risk Manager to join our Regulatory Risk Department. Reporting to the...

Eames is currently working with a Lloyd's syndicate to hire a Senior Conduct Risk Officer. This person will support... the Conduct Oversight Team to ensure compliance with the conduct rules as set out by the PRA & FCA Standards of Conduct...

As part of the Compliance division of Macquarie's Risk Management Group, the Conduct Risk team supports our businesses... Compliance division of Macquarie's Risk Management Group, the Conduct Risk team supports our businesses to manage conduct risk...

Eames is currently working with a Lloyd's syndicate to hire a Senior Conduct Risk Officer. This person will support... the Conduct Oversight Team to ensure compliance with the conduct rules as set out by the PRA & FCA Standards of Conduct...

This position is for a Conduct Risk Associate in the financial services industry. The role involves proactive... management of conduct risk matters within a team setting. Identify, assess, and mitigate conduct risks associated...

Audit Manager – Conduct & Compliance | S3 | Internal Audit Country: United Kingdom Interested in part-time... or Head of Audit What you’ll bring: Extensive experience in Internal or External Audit/ Risk Management and Compliance...

Group’s Conduct & Compliance Risk specialists and represent the organisation, building strong relationships with external... appropriate monitoring. Drive the development and implementation of effective, ongoing data-led Conduct & Compliance Risk control...

, Compliance Risk Assessment, Personal Account Dealing, Conduct, Conflict of Interest, Whistleblowing, Communication and Trade.... Coverage of conduct and compliance risks, Previous experience in at least one of the Core Compliance areas – Advisory...

business-focused support and solutions to colleagues on a variety of regulatory, compliance and professional conduct issues. It..., economic crime, professional ethics, social media, business travel compliance the development and roll out of global risk...

. Partners with internal control owners and business areas to conduct walkthroughs, audit readiness exercises, assess control... and program level process/documentation. Develops customer facing materials covering topics related to security, compliance...

RISK & COMPLIANCE ASSISTANT - LEGAL ADMINISTRATOR - c£23,000 - NEWARK This law firm, a leader of wealth management... with accuracy and pace! Your varied and stimulating role involves compliance and admin tasks, file opening, ID and AML checks...

Job Description RISK & COMPLIANCE ASSISTANT - LEGAL ADMINISTRATOR - c£23,000 - NEWARK This law firm, a leader..., operates with accuracy and pace! Your varied and stimulating role involves compliance and admin tasks, file opening, ID...

We are looking for a passionate Risk and Compliance Manager to join the Group Finance Risk Controls and Compliance (RCC...) team who are responsible for providing risk management, controls and compliance support, advice, and assurance to the CFO...

, implementation, and maintenance of security measures for cloud deployments. Conduct comprehensive security assessments and risk... compliance and governance standards are met. Actively participate in risk management activities, including vulnerability...

and collation of monthly MI that will form part of the Compliance Risk Reporting to the UK Conduct and Compliance Committee...Who we are looking for We are looking for a Compliance Risk Testing Analyst to work with a team of professionals...

Job Description: Job Title: Compliance and Operational Risk Manager - Technology Corporate Title: up to Director... Compliance and Operational Risk (“GCOR”) is responsible for second line coverage of technology built, bought and used by Global...