with a wide range of senior stakeholders across the PIB businesses and working with other areas of GRC such as the Group Conduct... of undertaking a similar compliance monitoring/assurance role ideally in other brokers or insurers, or other areas of financial...
PIB GroupCustoms Code (UCC), aligned with UK Customs Regulation and Procedures governed by HM Revenue and Customs. Strong working... route to effect delivery or transfer of goods. Conduct auditing on the HMRC Management Support System trade reports...
Lockheed Martinname of Chip Financial Ltd and is authorised by the Financial Conduct Authority under the Payment Services Regulation 2017... Authority and regulated by the Financial Conduct Authority and Prudential Regulation Authority under registration number 754568...
ChipRegulation Authority (SRA), Financial Conduct Authority (FCA), Ofcom, and Credit Services Association (CSA), as well as key... line management of the Complaint Officer, to ensure we are responding in the appropriate timescales and implement remedies...
Wright Hassall-based compliance monitoring framework Conduct periodic financial crime Business Wide Risk Assessments (BWRA) Review..., you will be joining Insignis who are making waves within the financial technology sector with their cash management platform...
Insignis Cashappointed Non-Executive Director, a Chief Executive Officer and a Chief Finance Officer. In June 2021 Post Office Limited... of the business, its compliance with law and regulation, risk management and internal controls Provide leadership on the...
Post OfficeFinancial Conduct Authority and Prudential Regulation Authority. Register no. 104877. 'the West Brom' is a trading name of West... and commercial advice on regulatory (conduct and prudential risk) matters affecting the business, that will enable the business...
West Bromwich Building Societyon the Codes of Conduct (including client care, conflicts, confidentiality and information barriers), financial crime... with 5-8 years PQE with strong knowledge of AML, the Codes of Conduct and the wider SRA regime Solid analytical and drafting...
Foot AnsteyPartner, Chief Compliance Officer, a Financial Crime Director, a Compliance Director, Data Protection Officer and supporting... rules and regulations imposed either by external regulators or by Ernst & Young Global in relation to the conduct...
EYindividual will conduct compliance monitoring activity and act as advisor to the business and clients on various regulatory... matters. Promote awareness of, and compliance with, the jurisdictional regulation, legislation, and codes of practice, in...
Page Personnelindividual will conduct compliance monitoring activity and act as advisor to the business and clients on various regulatory... matters. Promote awareness of, and compliance with, the jurisdictional regulation, legislation, and codes of practice, in...
Michael Page