COMPLIANCE TRAINING PRODUCTS jobs in LONDON, United Kingdom

, and delivering an immersive onboarding program for new hires and contractors globally. Enhancing the Compliance Operations training... assessments for new products, determining training needs and requirements. Evaluating the training program's effectiveness...

Circle Internet Financial

on and overseeing the clients investing products, as well as broader Compliance duties. What you’ll do Working closely with the rest... our customers achieve their life goals Manage relationships across the business Provide compliance oversight of investing products...

Harvey Nash

exam requirements for new joiners, the delivery of focused Compliance induction training, submission of SMCR application... compliance function in the maintenance of the firm's SMCR Compliance Framework. Including assessing and advising on appropriate...

Compliance Professionals

on Compliance, regulatory and reputational risks related to products, cross-border activities, suitability, conflicts, client...Job Description: Job Title International Private Bank (IPB) Business Line Compliance Location London Corporate...

Deutsche Bank

, and/or compliance activities for regulatory changes, new/changing business models, services/products, and/or technologies Technical... across disciplines, geographies, asset classes and sectors. Global Department Profile The Legal and Compliance Department...

AllianceBernstein

of their regulatory impact on the relevant products Assistance in the development and delivery of compliance training Identify... is, supported by a diverse team of Compliance professionals. The Compliance function has a robust set of priorities in place focused...

JPMorgan Chase

by assessing the reliability of financial reports, monitoring the firm's compliance with laws and regulations, and advising... management on developing smart control solutions. Our group has unique insight on the financial industry and its products...

Goldman Sachs

of annual regulatory training plan for the Business as well as ad hoc trainings, as needed. Providing Compliance input... and Execution. It has a major franchise in many major metals, energy and agricultural products, executing around 50 million trades...

Marex

of annual regulatory training plan for the Business as well as ad hoc trainings, as needed. Providing Compliance input... and Execution. It has a major franchise in many major metals, energy and agricultural products, executing around 50 million trades...

Marex

and compliance training for different teams and products. Assist the Compliance Director in maintaining regulatory relationships... and existing products. Who we’re looking for Experience in financial services or financial compliance consulting Knowledge...

Seedrs

. International Consumer Banking is the newest JPMC line of business, supported by a diverse team of Compliance professionals. The... Compliance function has a robust set of priorities in place focused on best practice and employee development to ensure goals...

JPMorgan Chase

and relevant committees. Provide compliance training to employees and offer guidance on compliance matters, especially in... languages. Krakenites are industry pioneers who develop premium crypto products for experienced traders, institutions...

Kraken

environment. Play an active role in raising regulatory awareness through training in the business. Assist the Senior Compliance...Job Description We're currently looking to recruit a Compliance Policy Manager to join the team. The Compliance...

AJ Bell

Our Global Compliance and Reporting professionals help businesses meet complex demands for tax reporting and with the... associated tax advisory, strategy and controversy. The Global Compliance and Reporting team continues to experience growth due...

EY

business, products and transactions in relation to the Compliance controlled risks, the corresponding business controls... Operating Procedures Delivering certain face-to-face Compliance training as required in line with regulatory requirements...

Deutsche Bank

business, products and transactions in relation to the Compliance controlled risks, the corresponding business controls... Operating Procedures Delivering certain face-to-face Compliance training as required in line with regulatory requirements...

Deutsche Bank

review of the compliance policies and procedures. Oversee compliance central log, training and the MI reporting Assist in... training to employees and offer guidance on compliance matters, especially in relation to trading activities. Collaborate in...

Kraken