COMPLIANCE REGULATORY OFFICER jobs in LONDON, United Kingdom #2

Job Title: Senior Advisory Compliance Officer Contract Type: Time Type: Full time... Compliance Manager with reviewing new and existing regulatory requirements that impact the business, including overseeing cross...

Compliance seeks a Compliance Officer to support PGIM Marketing Compliance. Based in London, you will be part of the team... provision of advice and training to businesses and Compliance colleagues on regulatory matters pertaining to marketing issues...

MERJE has collaborated with a leading Insurance Broker, and we are actively seeking a Compliance Monitoring Officer... to join the Central Compliance team. In this role, you will be responsible for: Contributing to specific initiatives/projects...

functions, is seeking to appoint an Information and Compliance Officer. The role will be a shared role with Imperial's Faculty... Faculty of Engineering. Duties and responsibilities As the Information Governance & Compliance Officer, you will work...

Authority (FCA) Compliance Officer for our CorSo UK branch. You will also engage in broader Compliance initiatives to broaden... reporting. Monitor and act upon regulatory developments relating to compliance risks and the associated regulatory obligations...

as a Part-Time Compliance Officer. This is an excellent opportunity to ensure that our client complies with regulatory and legal...Part-Time Compliance Officer - Southwark, London Position: Part-Time Compliance Officer 12 month contract...

of contact to the Private Side businesses as well as working closely with the Regulatory Developments and Implementation Officer... Compliance team, supporting a broad range of Advisory Compliance activities across the various business units and functional...

​Our Client Our client, a UK-based exchange, is currently seeking a Compliance Officer to join its London office... onboarding Providing assistance with regulatory reporting Providing support with the maintenance of local compliance policies...

employee development and deliver the goals of the Firm wide Risk organization. As a Markets Advisory Compliance Officer... constrained situations Provide leadership and compliance input to regulatory change management Deliver timely and robustly...

Who we are looking for We are looking for a Global Markets Compliance Officer who will primarily focus to support the... for Proposal and marketing materials to ensure regulatory compliance requirements are addressed, as applicable. Prepare business...

Kong and Singapore, which consists of a Business Acceptance Manager, a Senior Compliance Officer and three Compliance... Acceptance team consists of the Head of Business Acceptance, an AML and Sanctions Manager, three Senior Compliance Officers...

a French Speaking Senior compliance Officer to join our Compliance Monitoring team on a 9-month fixed term basis. This is the... of agreed plans to ensure the achievement of the Compliance department’s objectives. Monitor regulatory developments...

Job Description: Job Title: Electronic Trading Compliance and Operational Risk Officer Location: London Title... and Credit Risk, Operations and Regulatory Reporting. Work closely with other regional Electronic Trading Compliance...

looking for a Compliance Officer, to provide second line of defence (2LoD) regulatory compliance advice and guidance, as well as oversight... and effectively manage their regulatory compliance and conduct related risks (including the delivery of good customer outcomes). Key...

looking for a Senior Compliance Officer, to provide second line of defence (2LoD) regulatory compliance advice and guidance... obligations and effectively manage their regulatory compliance and conduct related risks (including the delivery of good customer...

looking for a Senior Compliance Monitoring Officer to provide second line of defence (2LoD) regulatory compliance oversight over 1LoD... manage their regulatory compliance and conduct related risks (including the delivery of good customer outcomes). Key...

Compliance Monitoring Officer to provide second line of defence (2LoD) regulatory compliance oversight over 1LoD (first line... their regulatory compliance and conduct related risks (including the delivery of good customer outcomes). Key Responsibilities...