COMPLIANCE OFFICER – ASSET MANAGEMENT jobs in MIDDLESEX, United Kingdom

The Compliance Officer is responsible for preparing and submitting mandatory reports to clients and regulatory... reporting and trade reporting Knowledge of European, UK, and US regulations in asset/fund management. Experience with MiFID...

The Compliance Officer is responsible for preparing and submitting mandatory reports to clients and regulatory... reporting and trade reporting Knowledge of European, UK, and US regulations in asset/fund management. Experience with MiFID...

into their highly regarded Chief Compliance and Risk Officer and working closely with the executive leadership team... comprehensive […] Location: London Date: Posted 2 days ago Our client, a well-regarded asset management company specialising...

Role Purpose Reporting to our Asset & Compliance Lead Officer, our Compliance Officer role will manage... where compliance, risk management and precise outcomes are essential. A comprehensive understanding of Fire Safety Act, Asbestos...

Compliance Officer Lloyd Recruitment Services are delighted to be recruiting on behalf of a specialist finance... provider that seek an experienced Compliance Officer to join their Compliance & Risk team. The client is an award winning...

Who we are looking for We are looking for a Global Markets Compliance Officer – Vice President who will primarily... developing relevant compliance program elements such as policies and procedures, training, risk assessments, issues management...

Job Description Role Purpose Reporting to our Asset & Compliance Lead Officer, our Compliance Officer role... within a regulatory framework where compliance, risk management and precise outcomes are essential. A comprehensive understanding of Fire...

Our client, an esteemed name in the emerging investment space are looking for a Compliance Officer to join them..., diversity, and creating an environment where work is both stimulating and fun. The Role: As the Compliance/Legal Officer...

. For more information visit Role Summary We are looking for a Senior Surveillance Compliance officer to join the team in London. The... range of clients that include some of the largest commodity producers, consumers and traders, banks, hedge funds and asset managers...

. For more information visit Role Summary We are looking for a Senior Surveillance Compliance officer to join the team in London. The... range of clients that include some of the largest commodity producers, consumers and traders, banks, hedge funds and asset managers...

for an experienced compliance officer, looking to progress to the next level who is looking to work in a fast-paced FinTech start-up.... As part of the Risk & Compliance team, reporting to the Chief Risk & Compliance Officer, you will be responsible for ensuring...

Property, Surveying, Project Management & Cost Consultancy - Property & Surveying H&S Compliance Officer - Fire...? An exciting opportunity is available to work as an Asset Compliance Officer, for a Local Council in South West London. The role...

A GLOBAL LEADING ASSET MANAGER WITH A DIVERSE & INCLUSIVE CULTURE As the Global Asset Management business... Compliance seeks a Compliance Officer to support PGIM Marketing Compliance. Based in London, you will be part of the team...

Join us as a Compliance Officer, with a focus on sanctions and financial crime. Reporting directly to our CCO... to compliance risk monitoring and management across our business and to identify, assess, monitor and report on the compliance risk...

employee development and deliver the goals of the Firm wide Risk organization. As a Markets Advisory Compliance Officer... derivatives and Asset Management. Job Responsibilities: Provide credible, timely and risk-based advice, challenge and support...

a French Speaking Senior compliance Officer to join our Compliance Monitoring team on a 9-month fixed term basis. This is the... where business transacted. Provide compliance management information to senior management to ensure best practice is adhered...

At Talbot, we are reimagining the way we help customers to manage risk. Join us as a Senior Compliance Officer... to compliance risk monitoring and management across our business and to identify, assess, monitor and report on the compliance risk...