COMPLIANCE OFFICER TRADE SURVEILLANCE jobs in LONDON, United Kingdom

on Monitoring and Surveillance. The role involves monitoring trades for compliance with local regulations and trading books for risk...An established and growing Brokerage in the City of London is looking for a Compliance Analyst with a focus...

Trade Surveillance Analyst Shift Pattern: Standard 40 Hour Week (United Kingdom) Scheduled Weekly Hours: 40... which are Trade Surveillance, Member Oversight, and Position Surveillance. The team monitors order and trade activity to identify...

to team leads. * The main platforms for Surveillance will be: IMAD, Shield, Discovery Accelerator, Nice Compass, Nice... understanding of financial institutions with scope to learn from senior compliance colleagues. The intern will help with the...

choice. THE RESPONSIBILITIES: To build a close working relationship with each of the business units to support Compliance... matters as required. To work principally with the Head of Public Markets Compliance Advisory, and Deputy Head of Group...

as well as acting as the lead for the UK Surveillance oversight, and supporting the Head of Business and Functions Compliance directly...Job Description: The incumbent will act as a core member of the Business and Functions Compliance team, supporting...

monitoring and testing programme. You will be responsible for performing monitoring and surveillance to demonstrate compliance...Our team is seeking a Senior Analyst to join the Global Compliance Monitoring & Testing team to execute the compliance...