COMPLIANCE OFFICER RISK REVIEW jobs in LONDON, United Kingdom

The Compliance Anti-Money Laundering (AML) Risk Management Senior Officer is a senior level position responsible...: Execute and implement firm-wide AML risk management policy and strategic direction Maintain AML compliance program for the...

Job Description: Job Title: Electronic Trading Compliance and Operational Risk Officer Location: London Title... is responsible for assisting the Compliance and Operational Risk team to execute compliance and operational risk oversight...

. We are currently seeking a skilled and experienced Risk & Compliance Manager to join our Business Operations team. As a Risk.... Requirements Bachelor's degree in a related field. 2+ years’ experience as a Risk & Compliance Manager In-depth knowledge...

Risk & Compliance Manager (Insurance) Salary: £60,000 - £70,000 per annum | Location: London An expanding Lloyd...'s / London Market insurer seeks someone with either Insurance Risk / Compliance experience. This role reports into the Chief Risk...

procedures for the firm and its management to follow. The Compliance Officer will regulatory review these and make...· Undertake compliance risk and risk management assessments at the UK investment firm level and at the underlying asset...

of business as well as providing guidance on compliance matters. · Undertake compliance risk and risk management assessments..., procedures and guidelines. · Implement and manage the UK Investment Firm's compliance and risk management policies...

REQUIRED: Compliance monitoring experience within financial services. Solid risk assurance/thematic and audit style compliance review...THE COMPANY: Our client is a successful retail brokerage firm and is seeking someone with strong monitoring/risk...

employee development and deliver the goals of the Firm wide Risk organization. As a Markets Advisory Compliance Officer... activities Identify, implement and review of compliance policies, procedures & additional documentation as may...

Who we are looking for We are looking for a Global Markets Compliance Officer who will primarily focus to support the... output of risk mitigation activities. Participate in the development, implementation, review and revisions of policies...

to review inherent and residual compliance risk exposure; Prepare and make reports to senior management and legal entity... to business activities, notably the US Investment Advisers Act of 1940 and UCITS regulations Perform compliance risk assessments...

Looking for a legal, risk or compliance specialist? Share your hiring requirements. Resources Back Resources... Market reports and Salaries Our Events Career Advice Insights and advice for the legal, risk and compliance community...

information to the Head of Compliance and CRO and to relevant forums and committees on Risk & Compliance matters. engage... between Operations, Finance and Compliance to compile and review quarterly returns to the FCA. collaborate with the Compliance...

with Assessment & Review Officers, ensuring strict adherence to timelines and minimizing the risk of legal challenges against the... Assessment and Review Assistant to join a team in Greenwich. Pay Rate: £15.94 - £18.99 per hour Contract Length: Initial...

A Senior Risk Lawyer is sought to support the Risk & Compliance Partner, and the Compliance Officer for Legal Practice (COLP... that cannot be used to directly identify anyone and is never shared with other third-parties. Menu Senior Risk Lawyer, London Senior...

A Senior Risk Lawyer is sought to support the Risk & Compliance Partner, and the Compliance Officer for Legal Practice... and amending terms of engagement with counsel, foreign lawyers and experts; - Updating the firm's risk register; - Resolving...

Risk & Compliance Officer, with the main focus of providing advisory and risk management globally, but in particular..., for the UK and European markets. The main responsibility is the development and management of the insurance and risk...

Risk & Compliance Officer, with the main focus of providing advisory and risk management globally, but in particular..., for the UK and Eurpean markets. The main responsibility is the development and management of the insurance and risk controls...