COMPLIANCE OFFICER LONDON FINANCIAL jobs in United Kingdom #4

President to join State Street Bank &Trust branch in London. As a member of UK Corporate Compliance team, this role will focus... reporting to forums such as the UK Conduct and Compliance Committee (UK CCC) Manage and execute the non-financial regulatory...

of an experienced Compliance Officer for their London office on a hybrid working arrangement. Consumer Duty experience... is a Must have. The successful candidate will be responsible for: Overseeing and reporting of financial crime risks to the MLRO...

Compliance team, reporting to the UK Head of Compliance. Sitting in the second line of defense, you will be responsible... can be performed in London branch, hybrid model (4 days per week onsite). Why this role is important to us The team...

. Within this context, the Associate Director, Compliance Lead Advisor works in close coordination with the Chief Accountability Officer... Accountability Officer, the Associate Director Compliance Lead Advisor acts as the Compliance function lead and has a combination...

SEVERAL Exciting Opportunities: Heads of Compliance (SMF16 and SMF17) UK Based FinTech's London and surrounding Hydrid... to fintech environments and start-ups -Assume the SMF16 (Compliance Oversight) and SMF17 (Money Laundering Reporting Officer...

to continued success, they are now looking to add a talented Deputy Head of Compliance & DMLRO / Nominated Officer to the team..., reporting directly to the Head of Compliance & MLRO, based in London. The business has grown significantly over the past year...

, compliance, and legislation queries globally. Act as Data Protection Officer for the business. Contract Management... Compliance Manager to join our team. The Contract Compliance Manager will be responsible for ensuring all contractual...

comprehensive support to the Chief Compliance Officer & MLRO. Assist with the update of the company's Governance, Risk... and Compliance framework. Review the assigned policies and procedures. Propose amendments to the Chief Compliance Officer (MLRO...

This position requires a meticulous Compliance Analyst with a keen interest in financial services, particularly in the... and implementation of compliance policies and procedures. Collating information from reliable sources and identify trends and financial...

This position requires a meticulous Compliance Analyst with a keen interest in financial services, particularly in the... and implementation of compliance policies and procedures. Collating information from reliable sources and identify trends and financial...

in a high growth company and sector, reporting into their highly regarded Chief Compliance and Risk Officer and working...Looking for a legal, risk or compliance specialist? Share your hiring requirements. Resources Back Resources...

in a high growth company and sector, reporting into their highly regarded Chief Compliance and Risk Officer and working...Looking for a legal, risk or compliance specialist? Share your hiring requirements. Resources Back Resources...

Job Title: Compliance Monitoring Officer Location: London Hybrid 2 days in the office Job Type: Full-time.... Job Description: As a Compliance Monitoring Officer at you will play a pivotal role in ensuring adherence to regulatory requirements and internal...

Protection Officer to resolve the same. Co-ordinate external Compliance advice and training. Be a coach and mentor to assist... inhouse binding authorities, while providing customers with access to Lloyd's, London Market companies, and Munich Re owned...

. Growing Compliance team based in London|Working closely with the Compliance Officer and MLRO A successful Senior Compliance...This position seeks a Senior Compliance Analyst who will work closely with the MLRO and Compliance Officer to manage...

We have an opportunity for an experienced Associate Solicitor to join our growing risk and compliance team (Business... for all matters within our compliance and audit function. You will report to the Executive Director - Risk & Compliance who heads...

and written skills in English, an additional language is favourable; · Be eligible to be appointed as Compliance officer of the... funds industry. The firm is a globally recognised entity in the financial services sector, the London office plays...